See All of This Company's Exhibits Find More Exhibits Like This
Exhibit (d)(16)(viii)
Amendment to Exhibit A of the Management Agreement
Between
Simplify Exchange Traded Funds
and
Simplify Asset Management Inc.
This amendment (the “Amendment”) to the Management Agreement (the “Agreement”) by and between Simplify Exchange Traded Funds (the “Trust”) and Simplify Asset Management Inc. (“SAMI”) is entered into with effect as of the respective per-fund effective dates listed below (each an “Effective Date”).
WHEREAS, the Trust and SAMI (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of funds; and
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
| 1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement. |
| 2. | Exhibit A of the Agreement is hereby deleted in its entirety and replaced by the Exhibit A attached hereto. |
| 3. | Except as expressly amended hereby, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein. |
| 4. | This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware. |
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers.
| SIMPLIFY EXCHANGE TRADED FUNDS | SIMPLIFY ASSET MANAGEMENT INC. | |||
| By: | /s/ Paul Kim | By: | /s/ Paul Kim | |
| Paul Kim | Paul Kim | |||
| President |
Chief Executive Officer | |||
Exhibit A
| # | Fund | Ticker | Percentage
of Average Fund Daily Net Assets |
Effective Date |
| 1 | Simplify Aggregate Bond ETF | AGGH | 0.50% | 1-4-22 |
| 2 | Simplify Bitcoin Strategy PLUS Income ETF | MAXI | 0.85% | 9-19-22 |
| 3 | Simplify Commodities Strategy No K-1 ETF | HARD | 0.75% | 3-22-23 |
| 4 | Simplify Enhanced Income ETF | HIGH | 0.50% | 10-19-22 |
| 5 | Simplify Health Care ETF | PINK | 0.50% | 9-30-21 |
| 6 | Simplify Hedged Equity ETF | HEQT | 0.50% | 9-9-21 |
| 7 | Simplify High Yield ETF (formerly Simplify High Yield PLUS Credit Hedge ETF) |
CDX | 0.50% | 1-4-22 |
| 8 | Simplify Interest Rate Hedge ETF | PFIX | 0.50% | 5-7-21 |
| 9 | Simplify Intermediate Term Treasury Futures Strategy ETF (formerly Simplify Risk Parity Treasury ETF) |
TYA | 0.25% | 9-9-21 |
| 10 | Simplify Macro Strategy ETF | FIG | 0.75% | 1-4-22 |
| 11 | Simplify Managed Futures Strategy ETF | CTA | 0.75% | 1-4-22 |
| 12 | Simplify Multi-QIS Alternative ETF | QIS | 1.00% | 5-26-23 |
| 13 | Simplify Opportunistic Income ETF | CRDT | 0.95% | 5-26-23 |
| 14 | Simplify Propel Opportunities ETF | SURI | 2.75% ($0 to $1b) |
12-9-22 |
| 2.50% (Over $1B to $5B) | ||||
| 2.00% (Over $5B to $10B) | ||||
| 1.00% (Over $10B) | ||||
| 15 | Simplify Short Term Treasury Futures Strategy ETF | TUA | 0.25% | 10-19-22 |
| 16 | Simplify Treasury Option Income ETF (formerly Simplify Stable Income ETF) |
BUCK | 0.35% | 10-19-22 |
| 17 | Simplify US Equity PLUS Bitcoin Strategy ETF (formerly, Simplify US Equity PLUS GBTC ETF) |
SPBC | 0.50% | 5-7-21 |
| 18 | Simplify U.S. Equity PLUS Convexity ETF | SPYC | 0.50% | 11-23-20 |
| 19 | Simplify U.S. Equity PLUS Downside Convexity ETF | SPD | 0.50% | 11-23-20 |
| 20 | Simplify U.S. Equity PLUS Upside Convexity ETF | SPUC | 0.50% | 11-23-20 |
A-1
| 21 | Simplify Volatility Premium ETF | SVOL | 0.50% | 5-7-21 |
| 22 | Simplify Volt TSLA Revolution ETF (formerly Simplify Volt RoboCar Disruption and Tech ETF) |
VCAR | 0.95% | 11-23-20 |
| 23 | Simplify MBS ETF | MTBA | 0.25% | 10-23-23 |
| 24 | Simplify US Equity PLUS QIS ETF | SPQ | 0.50% | 10-23-23 |
| 25 | Simplify Tara India Opportunities ETF | IOPP | 1.00% | 2-15-24 |
| 26 | Simplify Next Intangible Core Index ETF | NXTI | 0.25% | 4-15-24 |
| 27 | Simplify Next Intangible Value Index ETF | NXTV | 0.25% | 4-15-24 |
| 28 | Simplify Gamma Emerging Market Bond ETF | GAEM | 0.95% | 7-8-24 |
| 29 | Simplify National Muni Bond ETF | NMB | 0.50% | 7-8-24 |
| 30 | Simplify Conservative Allocation ETF | SAAC | 0.25% | Upon initial share issuance |
| 31 | Simplify Moderate Allocation ETF | SAAM | 0.25% | Upon initial share issuance |
| 32 | Simplify Growth Allocation ETF | SAAG | 0.25% | Upon initial share issuance |
| 33 | Simplify Income Allocation ETF | SAAI | 0.25% | Upon initial share issuance |
| 34 | Simplify Gold Strategy PLUS Income ETF | YGLD | 0.50% | 12-2-24 |
| 35 | Simplify US Small Cap PLUS Income ETF | SCY | 0.50% | 12-2-24 |
| 36 | Simplify Currency Strategy ETF | FOXY | 0.75% | 2-3-25 |
| 37 | Simplify Bond Bull ETF (formerly Simplify Downside Interest Rate Hedge Strategy ETF) |
RFIX | 0.50% | 12-9-24 |
| 38 | Simplify Tactical US ETF | 0.65% | Upon initial share issuance | |
| 39 | Simplify China A Shares PLUS Income ETF | CAS | 0.88% | 1-13-25 |
| 40 | Simplify Target 15 Distribution ETF | XV | 0.75% | Upon initial share issuance |
| 41 | Simplify Target 25 Distribution ETF | XXV | 0.75% | Upon initial share issuance |
| 42 | Simplify Barrier Income ETF | SBAR | 0.75% | Upon initial share issuance |
| 43 | Simplify Piper Sandler US Small-Cap PLUS Income ETF | LITL | 0.90% | Upon initial share issuance |
| 44 | Simplify Kayne Anderson Energy and Infrastructure Credit ETF | KNRG | 0.75% | Upon initial share issuance |
| 45 | Simplify VettaFi Small Cap Dividend Initiators ETF | VSSC | 0.50% | Upon initial share issuance |
| 46 | Simplify VettaFi Developed ex US Dividend Initiators ETF | VSUS | 0.50% | Upon initial share issuance |
| 47 | Simplify VettaFi Large Cap Dividend Initiators ETF | VSF | 0.50% | Upon initial share issuance |
A-2