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Exhibit (d)(16)(vi)
Amendment to Exhibit A of the Management Agreement
Between
Simplify Exchange Traded Funds
and
Simplify Asset Management Inc.
This amendment (the “Amendment”) to the Management Agreement (the “Agreement”) by and between Simplify Exchange Traded Funds (the “Trust”) and Simplify Asset Management Inc. (“SAMI”) is entered into with effect as of the respective per-fund effective dates listed below (each an “Effective Date”).
WHEREAS, the Trust and SAMI (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of funds; and
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
| 1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in Agreement. |
| 2. | Exhibit A of the Agreement is hereby deleted in its entirety and replaced by the Exhibit A attached hereto. |
| 3. | Except as expressly amended hereby, all of the provisions of the Agreement shall remain unamended and in full force and effect to the same extent as if fully set forth herein. |
| 4. | This Amendment shall be governed by, and the provisions of this Amendment shall be construed and interpreted under and in accordance with, the laws of the State of Delaware. |
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers.
| SIMPLIFY EXCHANGE TRADED FUNDS | SIMPLIFY ASSET MANAGEMENT INC. | |||
| By: | /s/ | By: | /s/ | |
| Paul Kim | Paul Kim | |||
| President |
Chief Executive Officer | |||
Exhibit A
| # | Fund | Ticker | Percentage
of Average Fund Daily Net Assets |
Effective Date |
| 1 | Simplify Aggregate Bond ETF | AGGH | 0.50% | January 4, 2022 |
| 2 | Simplify Bitcoin Strategy PLUS Income ETF | MAXI | 0.85% | September 19, 2022 |
| 3 | Simplify Commodities Strategy No K-1 ETF | HARD | 0.75% | March 22, 2023 |
| 4 | Simplify Enhanced Income ETF | HIGH | 0.50% | October 19, 2022 |
| 5 | Simplify Health Care ETF | PINK | 0.50% | September 30, 2021 |
| 6 | Simplify Hedged Equity ETF | HEQT | 0.50% | September 9, 2021 |
| 7 | Simplify High Yield PLUS Credit Hedge ETF | CDX | 0.50% | January 4, 2022 |
| 8 | Simplify Interest Rate Hedge ETF | PFIX | 0.50% | May 7, 2021 |
| 9 | Simplify Intermediate Term Treasury Futures Strategy ETF (formerly Simplify Risk Parity Treasury ETF) |
TYA | 0.25% | September 9, 2021 |
| 10 | Simplify Macro Strategy ETF | FIG | 0.75% | January 4, 2022 |
| 11 | Simplify Managed Futures Strategy ETF | CTA | 0.75% | January 4, 2022 |
| 12 | Simplify Multi-QIS Alternative ETF | QIS | 1.00% | May 26, 2023 |
| 13 | Simplify Opportunistic Income ETF | CRDT | 0.95% | May 26, 2023 |
| 14 | Simplify Propel Opportunities ETF | SURI | 2.75% ($0 to $1b) |
December 9, 2022 |
| 2.50% (Over $1B to $5B) | ||||
| 2.00% (Over $5B to $10B) | ||||
| 1.00% (Over $10B) | ||||
| 15 | Simplify Short Term Treasury Futures Strategy ETF | TUA | 0.25% | October 19, 2022 |
| 16 | Simplify Treasury Option Income ETF (formerly Simplify Stable Income ETF) |
BUCK | 0.35% | October 19, 2022 |
| 17 | Simplify US Equity PLUS Bitcoin Strategy ETF (formerly, Simplify US Equity PLUS GBTC ETF) |
SPBC | 0.50% | May 7, 2021 |
| 18 | Simplify U.S. Equity PLUS Convexity ETF | SPYC | 0.50% | November 23, 2020 |
| 19 | Simplify U.S. Equity PLUS Downside Convexity ETF | SPD | 0.50% | November 23, 2020 |
| 20 | Simplify U.S. Equity PLUS Upside Convexity ETF | SPUC | 0.50% | November 23, 2020 |
A-1
| 21 | Simplify Volatility Premium ETF | SVOL | 0.50% | May 7, 2021 |
| 22 | Simplify Volt TSLA Revolution ETF (formerly Simplify Volt RoboCar Disruption and Tech ETF) |
VCAR | 0.95% | November 23, 2020 |
| 23 | Simplify MBS ETF | MTBA | 0.25% | October 23, 2023 |
| 24 | Simplify US Equities PLUS QIS ETF | SPQ | 0.50% | October 23, 2023 |
| 25 | Simplify Tara India Opportunities ETF | IOPP | 1.00% | February 15, 2024 |
| 26 | Simplify Next Intangible Core Index ETF | NXTI | 0.25% | April 15, 2024 |
| 27 | Simplify Next Intangible Value Index ETF | NXTV | 0.25% | April 15, 2024 |
| 28 | Simplify Gamma Emerging Market Bond ETF | GAEM | 0.95% | July 8, 2024 |
| 29 | Simplify National Muni Bond ETF | NMB | 0.50% | July 8, 2024 |
| 30 | Simplify Conservative Allocation ETF | SAAC | 0.25% | Upon initial share issuance |
| 31 | Simplify Moderate Allocation ETF | SAAM | 0.25% | Upon initial share issuance |
| 32 | Simplify Growth Allocation ETF | SAAG | 0.25% | Upon initial share issuance |
| 33 | Simplify Income Allocation ETF | SAAI | 0.25% | Upon initial share issuance |
| 34 | Simplify Gold Strategy PLUS Income ETF | YGLD | 0.50% | Upon initial share issuance |
| 35 | Simplify US Small Cap PLUS Income ETF | SCY | 0.50% | Upon initial share issuance |
| 36 | Simplify Currency Strategy ETF | FOXY | 0.75% | Upon initial share issuance |
| 37 | Simplify Downside Interest Rate Hedge Strategy ETF | RFIX | 0.50% | Upon initial share issuance |
| 38 | Simplify Tactical US ETF | 0.65% | Upon initial share issuance | |
| 39 | Simplify China A Shares PLUS Income ETF | 0.88% | Upon initial share issuance |
A-2