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EX-99.(H)(4)(A)
19
d489950dex99h4a.txt
FORM OF AMENDMENT NO. 3 TO THE FUND PA AGL AND AMERICAN FUNDS
EXHIBIT (h)(4)(a)
AMENDMENT NO. 3 TO
FUND PARTICIPATION AGREEMENT
This Amendment No. 3 to the Fund Participation Agreement ("Agreement") dated
September 30, 2002 between American General Life Insurance Company ("AGL")
(successor by merger to SunAmerica Annuity and Life Assurance Company ("SAAL")
and formerly known as AIG SunAmerica Life Assurance Company and as Anchor
National Life Insurance Company), American Funds Insurance Series (the
"Series") and Capital Research and Management Company ("CRMC") is effective as
of April 30, 2013. All capitalized terms used herein and not otherwise defined
shall have the meaning ascribed to such term in the Agreement.
WHEREAS, effective December 31, 2012, SAAL merged with and into AGL, an
affiliate, with AGL being the surviving company (the "Merger"); and
WHEREAS, by consent dated September 9, 2012, the parties to the Agreement
consented and agreed to the assumption of such Agreement by AGL; and
WHEREAS, the parties wish to amend certain provisions of the Agreement in
order to add AGL variable life insurance products to the Agreement.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set
forth, and intending to be legally bound, the Agreement is hereby amended as
follows:
1. Any and all references in the Agreement to the Contracts as defined therein
shall be deemed to refer to variable universal life insurance policies and
variable annuity contracts.
2. Any and all references in the Agreement to AIG SunAmerica shall be deemed to
refer to AGL.
3. Section 27 of the Agreement is amended and replaced in its entirety as
follows:
All notices, consents, waivers, and other communications under this
Agreement must be in writing, and will be deemed to have been duly received:
(a) when delivered by hand (with written confirmation of receipt); (b) when
sent by facsimile (with written confirmation receipt), provided that a copy
is mailed by registered mail, return receipt requested; or (c) the day after
it is sent by a nationally recognized overnight delivery service, in each
case to the appropriate addresses and facsimile numbers set forth below (or
to such other addresses and facsimile numbers as a party may designate by
notice to the other parties):
If to AGL:
American General Life Insurance Company
21650 Oxnard Avenue, Suite 750
Woodland Hills, CA 91367-4997
Attn: Vice President, Investment Management
Facsimile No.: (818) 251-4949
With a copy to:
American General Life Insurance Company
1 SunAmerica Center
Los Angeles, CA 90067
Attn: General Counsel, Annuities and Income Solutions
Facsimile No.: 310-772-6574
American General Life Insurance Company
2919 Allen Parkway, L4-01
Houston, TX 77019
Attn: General Counsel, Variable Life Insurance Products
Facsimile No.: 713-831-1266
If to the Fund:
American Funds Insurance Series
333 S. Hope Street, 55th Floor
Los Angeles, CA 90071
Attn: Michael J. Downer, Senior Vice President
Facsimile No.: 213-486-9041
If to the Adviser:
Capital Research and Management Company
333 S. Hope Street, 55th Floor
Los Angeles, CA 90071
Attn: Michael J. Downer, Senior Vice President and Legal Counsel,
Fund Business Management Group, and Secretary
Facsimile No.: 213-486-9041
In either case with a copy to:
Capital Research and Management Company
333 S. Hope Street, 55th Floor
Los Angeles, CA 90071
Attn: Kenneth R. Gorvetzian, Vice President and Senior Counsel,
Fund Business Management Group
Facsimile No.: 213-486-9041
4. Schedules A, B and C to the Agreement are deleted and replaced in their
entirety with Schedules A, B and C attached hereto, respectively.
5. All other terms and provisions of the Agreement not amended herein shall
remain in full force and effect.
IN WITNESS WHEREOF, the parties have hereunto affixed their respective
authorized signatures, intending that this Amendment No. 1 be effective as
indicated hereinabove.
AMERICAN GENERAL LIFE INSURANCE COMPANY
(on behalf of itself and its Accounts)
By: -------------------------------------
Name:
Title:
AMERICAN FUNDS INSURANCE SERIES
By: -------------------------------------
Name:
Title:
CAPITAL RESEARCH AND MANAGEMENT COMPANY
By: -------------------------------------
Name:
Title:
SCHEDULE A
CONTRACTS
Variable Annuities including, without limitation, the following:
Anchor Advisor
Polaris 401(k)
Polaris
Polaris II
Polaris II A-Class
Polaris II A-Class Platinum Series
Polaris II Platinum Series
Polaris Platinum
Polaris Platinum II
Polaris Platinum O-Series
Polaris Protector
Polaris Choice II
Polaris Advisor
American Pathway II
Variable Universal Life Insurance Policies including, without limitation, the
following:
Income Advantage Select
Protection Advantage Select
And other Contracts to which AGL may make the Series available after notice to
CRMC and the Series.
SCHEDULE B
ACCOUNTS
Variable Separate Account
Variable Annuity Account Seven
Separate Account VL-R
SCHEDULE C
PARTICIPATING FUNDS - CLASS 2
Asset Allocation Fund
Global Growth Fund
Growth Fund
Growth-Income Fund
High-Income Bond Fund
International Fund