See All of This Company's Exhibits Find More Exhibits Like This
AMENDMENT NO. 1 TO
SERVICES AGREEMENT
THIS AMENDMENT made as of February 21, 2024 (“Amendment”) amends that certain Services Agreement dated as of September 1, 2023 (“Agreement”), by and among Nushares ETF Trust, a business trust organized under the laws of Massachusetts (the “Client”), on behalf of its separate series that are exchange-traded funds (“ETFs”), individually, and not jointly (each, a “Fund” and together with all other series subsequently established by the Client as contemplated in this Agreement, the “Funds”), Citi Fund Services Ohio, Inc. (“CFSO”), and Citibank, N.A., (“Citibank”, together with CFSO, the “Service Provider,”, and together with the Client, the “Parties”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
WHEREAS, pursuant to the Agreement, the Service Provider performs certain fund administration, fund accounting, and transfer agency services for the Client; and
WHEREAS, the Parties now wish to amend the Annex to Schedule 2 of the Agreement by adding the following Funds to the portfolio of the Client: (i) Nuveen Sustainable Core ETF (ii) Nuveen Preferred and Income ETF (iii) Nuveen Core Plus Bond ETF and (iv) Nuveen Ultra Short Income ETF.
NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the Parties hereby agree as follows:
| 1. | Amendment to the Annex to Schedule 2 – (List of Funds). |
The Annex to Schedule 2 of the Agreement is hereby deleted in its entirety and replaced with the Annex to Schedule 2 attached to the end of this Amendment.
| 2. | Representations and Warranties |
| (a) | Client represents (i) that it has full power and authority to enter into and perform this Amendment, and (ii) that this Amendment, and all information relating thereto has been presented to and reviewed by the Board of Trustees of the Trust (the “Board”). |
| (b) | Service Provider represents that it has full power and authority to enter into and perform this Amendment. |
| 3. | Miscellaneous |
| (a) | This Amendment supplements and amends the Agreement. The provisions set forth in this Amendment supersede all prior negotiations, understandings and agreements bearing upon the subject matter covered herein, including any conflicting provisions of the Agreement or any provisions of the Agreement that directly cover or indirectly bear upon matters covered under this Amendment. |
| (b) | Each reference to the Agreement in the Agreement (as it existed prior to this Amendment) and in every other agreement, contract or instrument to which the parties are bound, shall hereafter be construed as a reference to the Agreement as amended by this Amendment. Except as provided in this Amendment, the provisions of the Agreement remain in full force and effect. No amendment or modification to this Amendment shall be valid unless made in writing and executed by both parties hereto. |
1
| (c) | Paragraph headings in this Amendment are included for convenience only and are not to be used to construe or interpret this Amendment. |
| (d) | This Amendment may be executed in counterparts, each of which shall be an original but all of which, taken together, shall constitute one and the same agreement. |
[Signatures follow on next page. Remainder of page intentionally left blank.]
2
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed all as of the day and year first above written.
| CITI FUND SERVICES OHIO, INC. | ||
| By: |
/s/ John Danko | |
| Name: |
John Danko | |
| Title: |
President | |
| Date: |
2-22-24 | |
| CITIBANK, N.A. | ||
| By: |
/s/ Christopher Ravn | |
| Name: |
Christopher Ravn | |
| Title: |
VP CBNA | |
| Date: |
2-22-24 | |
| NUSHARES ETF TRUST | ||
| By: |
/s/ E. Scott Wickerham | |
| Name: |
E. Scott Wickerham | |
| Title: |
Vice President and Controller | |
| Date: |
February 21, 2024 | |
3
Annex 1 – Schedule 2 to Services Agreement
List of Funds
| Nuveen Growth Opportunities ETF |
|
Nuveen ESG Large-Cap Value ETF |
|
Nuveen ESG Small-Cap ETF |
|
Nuveen ESG Large-Cap Growth ETF |
|
Nuveen Enhanced Yield U.S. Aggregate Bond ETF |
|
Nuveen ESG Mid-Cap Growth ETF |
|
Nuveen ESG Mid-Cap Value ETF |
|
Nuveen ESG U.S. Aggregate Bond ETF |
|
Nuveen ESG International Developed Markets Equity ETF |
|
Nuveen ESG Emerging Markets Equity ETF |
|
Nuveen Short-Term REIT ETF |
|
Nuveen ESG High Yield Corporate Bond ETF |
|
Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF |
|
Nuveen ESG Large-Cap ETF |
|
Nuveen Dividend Growth ETF |
|
Nuveen Small Cap Select ETF |
|
Nuveen Winslow Large-Cap Growth ESG ETF |
|
Nuveen ESG Dividend ETF |
|
Nuveen Global Net Zero Transition ETF |
|
Nuveen Sustainable Core ETF |
|
Nuveen Preferred and Income ETF |
|
Nuveen Core Plus Bond ETF |
|
Nuveen Ultra Short Income ETF |
4