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Exhibit (h)(4)(xxi)
AMENDMENT NO. 3
SECOND AMENDED AND RESTATED PARTICIPATION AGREEMENT
Amendment No. 3, dated as of April 4, 2014 (“Amendment No. 3”), to the Second Amended and Restated Participation Agreement, dated as of May 23, 2012, as amended (“Agreement”), by and among EQ Advisors Trust (“Trust”), AXA Equitable Life Insurance Company, AXA Equitable Funds Management Group, LLC and AXA Distributors, LLC (collectively, the “Parties”).
The Parties hereby agree to modify and amend the Agreement as follows:
| 1. | New Portfolios. The Trust hereby includes the AXA/Horizon Small Cap Value Portfolio, AXA/Lord Abbett Micro Cap Portfolio, AXA/Morgan Stanley Small Cap Growth Portfolio and AXA/Pacific Global Small Cap Value Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement. |
| 2. | Name Changes: Effective May 1, 2014, the following Portfolio’s names shall be changed as follows: |
| Current Name |
New Name | |
| EQ/Large Cap Value PLUS |
AXA Large Cap Value Managed Volatility | |
| EQ/Large Cap Core PLUS |
AXA Large Cap Core Managed Volatility | |
| EQ/Large Cap Growth PLUS |
AXA Large Cap Growth Managed Volatility | |
| EQ/International Core PLUS |
AXA International Core Managed Volatility | |
| EQ/Global Multi-Sector Equity |
AXA Global Equity Managed Volatility | |
| EQ/Mid Cap Value PLUS |
AXA Mid Cap Value Managed Volatility | |
| EQ/International Value PLUS |
AXA International Value Managed Volatility | |
| EQ/Mutual Large Cap Equity |
AXA/Mutual Large Cap Equity Managed Volatility | |
| EQ/Templeton Global Equity |
AXA/Templeton Global Equity Managed Volatility | |
| EQ/AXA Franklin Small Cap Value Core |
AXA/Franklin Small Cap Value Managed Volatility | |
| EQ/Franklin Templeton Allocation |
AXA/Franklin Templeton Allocation Managed Volatility | |
| EQ/Franklin Core Balanced |
AXA/Franklin Balanced Managed Volatility | |
| AXA Tactical Manager 500 |
AXA 500 Managed Volatility | |
| AXA Tactical Manager 400 |
AXA 400 Managed Volatility | |
| AXA Tactical Manager 2000 |
AXA 2000 Managed Volatility | |
| AXA Tactical Manager International |
AXA International Managed Volatility | |
| ATM Large Cap |
ATM Large Cap Managed Volatility | |
| ATM Mid Cap |
ATM Mid Cap Managed Volatility | |
| ATM Small Cap |
ATM Small Cap Managed Volatility | |
| ATM International |
ATM International Managed Volatility |
Exhibit (h)(4)(xxi)
| 3. | Schedule B. Schedule B to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Schedule B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA Equitable Life Insurance Company | |||||||
| By: |
/s/ Brian Walsh |
By: | /s/ Steven M. Joenk | |||||
| Name: Brian Walsh Title: Chief Financial Officer and Treasurer |
Name: Steven M. Joenk Title Managing Director | |||||||
| AXA DISTRIBUTORS, LLC | AXA Equitable Funds Management Group, LLC | |||||||
| By: |
/s/ Nicholas B. Lane |
By: | /s/ Steven M. Joenk | |||||
| Name: Nicholas B. Lane Title: Chairman, President and Chief Executive Officer |
Name: Steven M. Joenk Title Chairman, Chief Executive Officer and President | |||||||
Exhibit (h)(4)(xxi)
SCHEDULE B
AMENDMENT NO. 3
SECOND AMENDED AND RESTATED PARTICIPATION AGREEMENT