See All of This Company's Exhibits
Exhibit 99.(k)(1)(a)
AMENDMENT
AMENDMENT made as of March 30, 2022 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the “TA Agreement”), between each of the investment companies listed in Exhibit A hereto including any series thereof (the “Fund”) and Prudential Mutual Fund Services LLC (“PMFS”). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
WHEREAS, the parties wish to amend the TA Agreement to add certain Funds, as parties to the TA Agreement.
NOW, THEREFORE, for and in consideration of the mutual promises hereinafter set forth, the parties hereto agree as follows:
| 1. | Exhibit A of the TA Agreement shall be amended as set forth in this Amendment, attached hereto and made a part hereof. |
| 2. | Each party represents to the other that this Amendment has been duly executed. |
| 3. | This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but such counterparts, shall, together, constitute only one amendment. |
| 4. | This Amendment shall become effective for each Fund as of the date listed above. From and after the execution hereof, any reference to the TA Agreement shall be a reference to the TA Agreement as amended hereby. Except as amended hereby, the TA Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the Fund and PMFS have caused this Amendment to be executed by their duly authorized representatives, as of the day and year first above written.
| EACH FUND LISTED ON EXHIBIT A HERETO | ||
| By: | /s/ Scott E. Benjamin | |
| Scott E. Benjamin | ||
| Title: | Vice President | |
| PRUDENTIAL MUTUAL FUND SERVICES LLC | ||
| By: | /s/ Hansjerg P. Schlenker | |
| Hansjerg P. Schlenker | ||
| Title: | Senior Vice President | |
1
EXHIBIT A
FUNDS AND PORTFOLIOS
Gray merged away
INSURANCE FUNDS
| RIC/Fund Name | Former Name |
|
Advanced Series Trust |
|
| AST Academic Strategies Asset Allocation Portfolio | |
| AST Advanced Strategies Portfolio | |
| AST AllianzGI World Trends Portfolios | AST RCM World Trends Portfolio and AST Moderate Asset Alocation Portfolio |
| AST American Funds Growth Allocation Portfolio | |
| AST Balanced Asset Allocation Portfolio | |
| AST BlackRock 60/40 Target Allocation ETF Portfolio | |
| AST BlackRock 80/20 Target Allocation ETF Portfolio | |
| AST BlackRock Global Strategies Portfolio | |
| AST Bond Portfolio 2022 | |
| AST Bond Portfolio 2023 | |
| AST Bond Portfolio 2024 | |
| AST Bond Portfolio 2025 | |
| AST Bond Portfolio 2026 | |
| AST Bond Portfolio 2027 | |
| AST Bond Portfolio 2028 | |
| AST Bond Portfolio 2029 | |
| AST Bond Portfolio 2030 | |
| AST Bond Portfolio 2031 | |
| AST Bond Portfolio 2033 | |
| AST Capital Growth Asset Allocation Portfolio | |
| AST ClearBridge Dividend Growth Portfolio | |
| AST Cohen & Steers Global Realty Portfolio | AST Global Real Estate Portfolio) |
| AST Cohen & Steers Realty Portfolio | |
| AST Core-Fixed Income | AST Western Asset Core Plus Bond Portfolio |
| AST Dimensional Global Core Allocation Portfolio | |
| AST Emerging Markets Equity Portfolio | AST Parametric Emerging Markets Equity Portfolio |
| AST Fidelity Institutional AM® Quantitative Portfolio | AST FI Pyramis Quantitative Portfolio and AST First Trust Balanced Target Portfolio |
| AST Global Bond Portfolio | AST Wellington Management Global Bond Portfolio |
| AST Goldman Sachs Small-Cap Value Portfolio | |
| AST Government Money Market Portfolio | |
| AST High Yield Portfolio | |
| AST International Growth Portfolio | |
| AST International Value Portfolio | |
| AST Investment Grade Bond Portfolio |
2
| AST Jennison Large-Cap Growth Portfolio | |
| AST J.P. Morgan Global Thematic Portfolio | AST Horizon Growth Asset Allocation Portfolio |
| AST J.P. Morgan International Equity Portfolio | |
| AST J.P. Morgan Tactical Preservation Portfolio | AST J.P. Morgan Strategic Opportunities Portfolio |
| AST Jennison Large-Cap Growth Portfolio | |
| AST Large-Cap Core Portfolio | AST QMA Large-Cap Portfolio |
| AST Large-Cap Value Portfolio | AST Hotchkis & Wiley Large-Cap Value Portfolio |
| AST Franklin 85/15 Diversified Allocation Portfolio | AST Legg Mason Diversified Growth Portfolio |
| AST Loomis Sayles Large-Cap Growth Portfolio | AST Marsico Capital Growth Portfolio) |
| AST MFS Global Equity Portfolio | |
| AST MFS Growth Allocation Portfolio | AST New Discovery Asset Allocation Portfolio |
| AST MFS Growth Portfolio | |
| AST Mid-Cap Growth Portfolio | AST Goldman Sachs Mid-Cap Growth Portfolio) |
| AST Mid-Cap Value Portfolio | AST Neuberger Berman/LSV Mid-Cap Value Portfolio) |
| AST Multi-Sector Fixed-Income Portfolio | AST Long Duration Bond Portfolio |
| AST Prudential Core Bond Portfolio | |
| AST Preservation Asset Allocation Portfolio | |
| AST Prudential Flexible Multi-Strategy Portfolio | |
| AST QMA International Core Equity Portfolio | |
| AST Quantitative Modeling Portfolio | |
| AST QMA US Equity Alpha Portfolio | |
| AST Quantitative Modeling Portfolio | |
| AST Small-Cap Growth Opportunities Portfolio | |
| AST Small-Cap Growth Portfolio | |
| AST Small-Cap Value Portfolio | |
| AST T. Rowe Price Asset Allocation Portfolio | |
| AST T. Rowe Price Diversified Real Growth Portfolio | |
| AST T. Rowe Price Growth Opportunities Portfolio | |
| AST T. Rowe Price Large-Cap Growth Portfolio | |
| AST T. Rowe Price Natural Resources Portfolio | |
| AST Wellington Management Hedged Equity Portfolio | AST Aggressive Asset Allocation Portfolio |
| AST Western Asset Emerging Markets Debt Portfolio | |
|
Prudential’s Gibraltar Fund, Inc. (GIB) |
|
| Prudential’s Gibraltar Fund, Inc. | |
|
The Prudential Series Fund |
|
| PSF PGIM 50/50 Balanced Portfolio | Conservative Balanced Portfolio |
| PSF PGIM Total Return Bond Portfolio | Diversified Bond Portfolio |
| PSF PGIM Jennison Blend Portfolio | Equity Portfolio - Class I |
| PSF PGIM Flexible Managed Portfolio | Flexible Managed Portfolio |
3
| PSF Global Portfolio | Global Portfolio |
| PSF PGIM Government Income Portfolio | Government Income Portfolio |
| PSF PGIM Government Money Market Portfolio | Government Money Market Portfolio, Money Market Portfolio |
| PSF PGIM High Yield Bond Portfolio | High Yield Bond Portfolio |
| PSF PGIM Jennison Growth Portfolio | Jennison Portfolio |
| PSF PGIM Jennison Focused Blend Portfolio | Jennison 20/20 Focus Portfolio |
| PSF Natural Resources Portfolio | Natural Resources Portfolio |
| PSF Small-Cap Stock Index Portfolio | Small Capitalization Stock Portfolio |
| PSF Stock Index Portfolio | Stock Index Portfolio |
| PSF PGIM Jennison Value Portfolio | Value Portfolio |
| PSF International Growth Portfolio | SP International Growth Portfolio |
| PSF Mid-Cap Growth Portfolio | SP Prudential U.S. Emerging Growth Portfolio |
| PSF Small-Cap Value Portfolio | SP Small-Cap Value Portfolio |
|
Prudential Gibraltar Fund |
RETAIL FUNDS
| RIC/Fund Name | Former Name |
|
Prudential Global Total Return Fund, Inc. |
Dryden Global Total Return Fund, Inc. |
| PGIM Global Total Return Fund | Prudential Global Total Return Fund, Prudential Global Total Return Fund, Inc. |
| PGIM Global Total Return (USD Hedged) Fund | Prudential Global Total Return (USD Hedged) Fund |
| Prudential Government Money Market Fund, Inc. | Prudential MoneyMart Assets, Inc., MoneyMart Assets, Inc. |
| PGIM Government Money Market Fund | Prudential Government Money Market Fund, Inc. |
|
Prudential Investment Portfolios, Inc. |
|
| PGIM Balanced Fund | Prudential Balanced Fund, Prudential Asset Allocation Fund, Dryden Asset Allocation Fund, Dryden Active Allocation Fund |
| PGIM Jennison Focused Value Fund | PGIM Jennison Equity Opportunity Fund, Prudential Jennison Equity Opportunity Fund, Jennison Equity Opportunity Fund |
| PGIM Jennison Growth Fund | Prudential Jennison Growth Fund, Jennison Growth Fund |
|
Prudential Investment Portfolios 2 |
Dryden Core Investment Fund |
| PGIM QMA Commodity Strategies Fund | Prudential Commodity Strategies Fund |
| PGIM Core Conservative Bond Fund | Prudential Core Conservative Bond Fund |
| PGIM Core Short Term Bond Fund | Prudential Core Short Term Bond Fund, Short Term Bond Series |
| PGIM Core Ultra Short Bond Fund | Prudential Core Ultra Short Bond Fund, Prudential Core Taxable Money Market Fund, Taxable Money Market Series |
4
| PGIM Institutional Money Market Fund | Prudential Institutional Money Market Fund |
| PGIM Jennison Small-Cap Core Equity Fund | Prudential Jennison Small-Cap Core Equity Fund |
| PGIM Quant Solutions Emerging Markets Equity Fund | Prudential QMA Emerging Markets Equity Fund |
| PGIM Quant Solutions International Developed Markets Index Fund | Prudential QMA International Developed Markets Index Fund |
| PGIM Quant Solutions Mid-Cap Core Fund |
PGIM QMA Mid-Cap Core Equity Fund Prudential QMA Mid-Cap Core Equity Fund |
| PGIM Quant Solutions US Broad Market Index Fund | Prudential QMA US Broad Market Index Fund |
| PGIM TIPS Fund | Prudential TIPS Fund |
| Prudential Investment Portfolios 3 | Jennison Dryden Opportunity Funds, Strategic Partners Opportunity Funds |
| PGIM Jennison Focused Growth Fund | Prudential Jennison Select Growth Fund, Jennison Select Growth Fund, Strategic Partners Focused Growth Fund |
| PGIM Real Assets Fund | Prudential Real Assets Fund |
| PGIM Quant Solutions Large-Cap Value Fund | PGIM QMA Strategic Value Fund |
| PGIM Strategic Bond Fund | Prudential Unconstrained Bond Fund, PGIM Unconstrained Bond Fund |
| PGIM Global Dynamic Bond Fund | Prudential Global Absolute Return Bond Fund, PGIM Global Absolute Return Bond Fund |
| PGIM Wadhwani Systematic Absolute Return Fund | PGIM QMAW Systematic Absolute Return Fund |
|
Prudential Investment Portfolios 4 |
Dryden Municipal Bond Fund |
| PGIM Muni High Income Fund | Prudential Muni High Income Fund, High Income Series |
|
Prudential Investment Portfolios 5 |
Strategic Partners Style Specific Funds |
| PGIM 60/40 Allocation Fund | |
| Prudential Day One Income Fund | |
| Prudential Day One 2015 Fund | |
| Prudential Day One 2020 Fund | |
| Prudential Day One 2025 Fund | |
| Prudential Day One 2030 Fund | |
| Prudential Day One 2035 Fund | |
| Prudential Day One 2040 Fund | |
| Prudential Day One 2045 Fund | |
| Prudential Day One 2050 Fund | |
| Prudential Day One 2055 Fund | |
| Prudential Day One 2060 Fund | |
| Prudential Day One 2065 Fund |
5
| PGIM Jennison Diversified Growth Fund | Prudential Jennison Diversified Growth Fund and Prudential Jennison Conservative Growth Fund |
| PGIM Jennison Rising Dividend Fund | Prudential Jennison Rising Dividend Fund |
|
Prudential Investment Portfolios 6 |
Dryden California Municipal Fund |
| PGIM California Muni Income Fund | Prudential California Muni Income Fund |
|
Prudential Investment Portfolios 7 |
JennisonDryden Portfolios |
| PGIM Jennison Value Fund | Prudential Jennison Value Fund |
|
Prudential Investment Portfolios 8 |
Dryden Index Series Fund |
| PGIM Quant Solutions Stock Index Fund |
PGIM QMP Stock Index Fund Prudential QMA Stock Index Fund, Prudential Stock Index Fund |
| PGIM Securitized Credit Fund | |
|
Prudential Investment Portfolios 9 |
Dryden Tax-Managed Funds |
| PGIM Absolute Return Bond Fund | Prudential Absolute Return Bond Fund |
| PGIM International Bond Fund | Prudential International Bond Fund |
| PGIM Quant Solutions Large-Cap Core Fund |
PGIM QMA Large-Cap Core Equity Fund Prudential QMA Large-Cap Core Equity Fund, Prudential Large-Cap Core Equity Fund, Dryden Large-Cap Core Equity Fund |
| PGIM Select Real Estate Fund | Prudential Select Real Estate Fund |
| PGIM Real Estate Income Fund | Prudential Real Estate Income Fund |
|
Prudential Investment Portfolios, Inc. 10 |
|
| PGIM Jennison Global Equity Income Fund | PGIM Jennison Equity Income Fund |
| PGIM Quant Solutions Mid-Cap Value Fund | PGIM QMA Mid-Cap Value Fund |
|
Prudential Investment Portfolios 12 |
Prudential Global Real Estate Fund |
| PGIM Global Real Estate Fund | Prudential Global Real Estate Fund |
| PGIM Short Duration Muni Fund | PGIM Short Duration Muni High Income Fund, Prudential Short Duration Muni High Income Fund |
| PGIM US Real Estate Fund | Prudential US Real Estate Fund |
| PGIM Jennison Technology Fund | |
| PGIM Jennison NextGeneration Global Opportunities Fund | |
| PGIM Jennison International Small-Mid Cap Opportunities Fund | |
|
Prudential Investment Portfolios, Inc. 14 |
Prudential Government Income Fund, Inc. |
| PGIM Government Income Fund | Prudential Government Income Fund, Dryden Government Income Fund, Inc. |
| PGIM Floating Rate Income Fund | Prudential Floating Rate Income Fund |
| Prudential Investment Portfolios, Inc. 15 | Prudential High Yield Fund, Inc., Dryden High Yield Fund, Inc. |
6
| PGIM Short Duration High Yield Income Fund | Prudential Short Duration High Yield Income Fund |
| PGIM High Yield Fund | Prudential High Yield Fund |
| PGIM ESG High Yield Fund | |
| Prudential Investment Portfolios 16 | |
| PGIM Income Build Fund | |
| Prudential Investment Portfolios, Inc. 17 | Prudential Total Return Bond Fund, Inc., Dryden Total Return Bond Fund, Inc. |
| PGIM Total Return Bond Fund | Prudential Total Return Bond Fund |
| PGIM Short Duration Multi-Sector Bond Fund | Prudential Short Duration Multi-Sector Bond Fund |
| PGIM ESG Total Return Bond Fund | |
| Prudential Investment Portfolios 18 | Prudential Jennison 20/20 Focus Fund, Jennison 20/20 Focus Fund |
| PGIM Jennison MLP Fund | Prudential Jennison MLP Fund |
| Prudential Jennison Blend Fund, Inc | Jennison Blend Fund, Inc., Strategic Partners Equity Fund, Inc. |
| PGIM Jennison Blend Fund | Prudential Jennison Blend Fund, Inc |
| Prudential Jennison Mid-Cap Growth Fund, Inc. | Jennison Mid-Cap Growth Fund, Inc., Jennison U.S. Emerging Growth Fund, Inc. |
| PGIM Jennison Mid-Cap Growth Fund | Prudential Jennison Mid-Cap Growth Fund, Inc. |
|
Prudential Jennison Natural Resources Fund, Inc. |
Jennison Natural Resources Fund, Inc. |
| PGIM Jennison Natural Resources Fund | Prudential Jennison Natural Resources Fund, Inc. |
|
Prudential Jennison Small Company Fund, Inc. |
Jennison Small Company Fund, Inc. |
| PGIM Jennison Small Company Fund | Prudential Jennison Small Company Fund, Inc. |
|
Prudential National Muni Fund, Inc. |
Dryden National Municipals Fund, Inc. |
| PGIM National Muni Fund | Prudential National Muni Fund, Inc. |
|
Prudential Sector Funds |
Jennison Sector Funds, Inc. |
| PGIM Jennison Financial Services Fund | Prudential Jennison Financial Services Fund and Prudential Financial Services Fund |
| PGIM Jennison Health Sciences Fund | Prudential Health Sciences Fund d/b/a Prudential Jennison Health Sciences Fund, Jennison Health Sciences Fund |
| PGIM Jennison Utility Fund | Prudential Utility Fund d/b/a Prudential Jennison Utility Fund, Jennison Utility Fund |
|
Prudential Short-Term Corporate Bond Fund, Inc. |
Dryden Short-Term Bond Fund, Inc. |
| PGIM Short-Term Corporate Bond Fund | Prudential Short-Term Corporate Bond Fund, Inc. |
7
|
Prudential World Fund, Inc. |
|
| PGIM Emerging Markets Debt Local Currency Fund | Prudential Emerging Markets Debt Local Currency Fund |
| PGIM Emerging Markets Debt Hard Currency Fund | Prudential Emerging Markets Debt Hard Currency Fund |
| PGIM Quant Solutions International Equity Fund | Prudential QMA International Equity, Fund Prudential International Equity Fund |
| PGIM Jennison Emerging Markets Equity Opportunities Fund | Prudential Jennison Emerging Markets Equity Fund |
| PGIM Jennison Global Infrastructure Fund | Prudential Jennison Global Infrastructure Fund |
| PGIM Jennison Global Opportunities Fund | Prudential Jennison Global Opportunities Fund |
| PGIM Jennison International Opportunities Fund | Prudential Jennison International Opportunities Fund |
|
The Target Portfolio Trust |
|
| PGIM Corporate Bond Fund | Mortgage Backed Securities |
| PGIM Quant Solutions Small Cap Value | PGIM QMA Small Cap Value |
| PGIM Core Bond Fund | (Int-Term Bond |
|
The Prudential Variable Contract Account |
|
| The Prudential Variable Contract Account 2 | |
|
The Prudential Variable Contract Account 10 |
|
| The Prudential Variable Contract Account 11 | |
| The Prudential Variable Contract Accounts - 24 |
CLOSED-END FUND
| RIC/Fund Name | Former Name |
| PGIM Private Real Estate Fund, Inc. |
End of Exhibit A
8