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EX-99.3(B)(3) 3 dex993b3.txt LIST OF BROKER DEALERS THAT EXECUTED AMENDMENT TO SELLING AGREEMENT. Exhibit 3(b)(3) List of Broker Dealers that executed Amendment to Selling Agreement 1st Discount Brokerage Brewer Financial Services, LLC Advanced Advisor Group, LLC Brokers International Financial Services, LLC Advisory Group Equity Services Burns Financial Centre, Inc. Affinity Investment Services, LLC C C F Investments, Inc. Allegheny Investments Ltd. Calton & Associates, Inc. Allegiant Securities LLC Cambridge Legacy Securities Allen, Mooney & Barnes Brokerage Capital Growth Resources Services, LLC Almax Financial Solutions, LLC Capital Guardian LLC Alternative Wealth Strategies, Capital One Investment Services Inc. LLC American Equity Invsmt. Corp. Carter, Terry & Co., Inc. American Financial Associates CCO Investment Services Corporation American Wealth Mgmt., Inc. Centara Capital Securities, Inc. Ameritas Investment Corp. Ceros Financial Services, Inc. Anderen Capital CG Brokerage LLC Anderson & Strudwick, Inc. Chicago Investment Group, LLC Arete Wealth Management Choice Investments, Inc. Arlington Securities, Inc. City Securities Corporation Arvest Asset Management Coastal Equities, Inc. ASKAR Corporation Coburn & Meredith, Inc. Ausdal Financial Partners, Inc. Colony Park Financial Services, LLC Avalon Inv. & Sec. Group, Inc. Comerica Securities, Inc. Aventura Securities, LLC Community Investment Srvcs, Inc. B.B. Graham & Co. Coordinated Capital Securities, Inc. Ballew Investments, Inc. Cornerstone Financial Services, Inc. BancorpSouth Investment Correll Co. Inv Servs Corp. Services, Inc. Bancwest Investment Services, CPI Capital Inc. BBVA Compass Investment Crews & Associates, Inc. Solutions, Inc. BCG Securities, Inc. Cullum & Burks Securities Beaconsfield Finc'l. Services Cumberland Brokerage Corporation Bedminster Financial Grp., Ltd. Cutter & Co. Brokerage Inc. Beneficial Investment Services, CW Securities, Inc. Inc. Bill Few Securities, Inc. D.H. Hill Securities LLP Blakeslee & Blakeslee Davinci Capital Management, Inc. BOSC, Incorporated Dawson James Securities, Inc. Bouchey & Associates, Inc. Dempsey Lord Smith, LLC Detwiler Fenton & Company DeWaay Financial Network, LLC Gardner Financial Services, Inc. Dominion Investor Services, Gary Goldberg & Co., Inc. Dougherty & Company, LLC EBH Securities, Inc. Gary Hoch Agency, Inc. ECM Securities Corp. GBS Financial Corp. EDI Financial Glen Eagle Advisors, LLC Empire Securities Corporation Gradient Securities, LLC Equitas America, LLC Grant Williams L.P. Essex National Securities, Inc. GRB Financial LLC Essex Securities, LLC Great American Advisors, Inc. Excel Securities & Associates, Great American Investors, Inc. Inc. Fairport Capital, Inc. Great Nation Investment Corp. FBT Investments, Inc. Haas Financial Products, Inc. Feltl & Company Hantz Financial Services, Inc. Fifth Third Securities, Inc. Harbor Financial Services, LLC Financial America Securities Harger and Company Inc. Financial Planning Consultants Harvest Capital LLC Financial Telesis Inc. Harvest Financial Corporation First Brokerage America, LLC Hazard & Siegel, Inc. First Citizens Investor HBW Securities LLC Services, Inc. First Independent Financial Heim Young & Associates, Inc. Services, Inc. First Southeast Investor Services Horan Securities, Inc. First Tennessee Brokerage, Inc. Howe Barnes Hoefer & Arnett, Inc. First Western Advisors IBN Financial Services, Inc. FirstMerit Financial Services, Independence Capital Company Inc. Five Star Investment Services, Independent Financial Group, LLC Inc. FNB Brokerage Services, Inc. Infinex Investments, Inc. Folger Nolan Fleming Douglas Inc. Institutional Securities Corp. Foresters Equity Services, Inc. Integral Financial, LLC Forsyth Securities, Inc. Integrated Trading and Investments, Inc. Founders Financial Securities, Intercarolina Finc'l. Services LLC Fourth Street Financial Group, Inverness Securities, LLC Inc. Fox Financial Management Investment Centers of America, Corporation Inc. Freedom Investors Corp. Investment Planners, Inc. Frost Brokerage Services, Inc. ISG Equity Sales Corporation FSB Warner Financial, Inc. J.P. Turner & Co., L.L.C. FSIC John James Investments, Ltd. G.L.S. & Associates, Inc. Kaiser and Company Garden State Securities, Inc. Kalos Capital, Inc. L. O. Thomas & Co., Inc. Landaas & Co. Leonard & Company Okoboji Financial Servs, Inc. Lewis Financial Group, L.C. Omni Financial Securities, Inc. Liberty Group, LLC Omnivest, Incorporated Lighthouse Capital Corporation OnLine Brokerage Services, Inc. Lombard Securities Inc. Pacific Financial Associates, Park Avenue Securities, LLC Loria Financial Group, LLC Paulson Investment Co., Inc. Lowell & Company, Inc. Penrod & Company LSY, Inc. dba American Investors Perryman Securities, Inc. Company M Holdings Securities, Inc. PFA Security Asset Management, Inc. M&T Securities, Inc. Pinnacle Equity Management, Inc. Madison Avenue Securities, Inc. Plan Professionals, Limited Maplewood Investment Advisors Planned Investment Co., Inc. McClurg Capital Corporation Portsmouth Financial Services McDuffie/Morris Financial Group, Presidential Brokerage, Inc. Inc. MCL Financial Group, Inc. Private Client Services, LLC McNally Financial Services Professional Asset Management, Corporation Inc. Meritus Financial Group, Inc. Protected Investors of America Merrimac Corporate Securities, PTS Brokerage, LLC Inc. Michigan Securities, Inc. Pyramid Funds Corporation Mid Atlantic Capital Corp. Quest Capital Strategies, Inc. MidAmerica Financial Services, R.W. Towt & Associates Inc. Moloney Securities Company Rampart Financial Services Inc. Moors & Cabot, Inc. Regency Securities, Inc. Mutual Funds Associates, Inc. Rhodes Securities, Inc. Mutual Securities, Inc. Ridgeway & Conger, Inc. Mutual Trust Co. of America RMJB, Inc. National Securities Corp. S.G. Long & Company NBC Securities, Inc. Sage Rutty & Co. Inc. NewAlliance Investments, Inc. Saunders Retirement Advisors, Inc., Newport Coast Securities Saxony Securities Nexity Financial Services, Inc. Scottsdale Capital Advisors NGC Financial, LLC Securities Equity Group North Ridge Securities Corp. SFA Financial, LLC NorthStar Financial Partners, Shareholders Service Group, Inc. Inc. Nutmeg Securities, LLC Signal Securities, Inc. Oak Tree Securities, Inc. Signator Investors, Inc. OFG Financial Services, Inc. Silver Oak Securities, Inc. Ogilvie Security Advisors Corp. SMC Financial, Inc. Smith Hayes Fin'l Serv. Corp. USA Advanced Planners Inc. Smith, Brown & Groover, Inc. USA Financial Securities Corporation Southeast Investments N.C. Inc. Valic Financial Advisors, Inc. Southwest Securities, Inc. Valley National Investments, Inc. Spectrum Capital, Inc. Vanderbilt Securities, LLC Spire Securities, LLC Variable Investment Advisors, Inc. Stephens Inc. VFinance Investments, Inc. Sterling Monroe Securities, LLC W.H. Colson Securities, Inc. Strongtower Financial, Inc. Wall Street Financial Group Summit Equities, Incorporated Wasserman & Associates Sunbelt Securities, Inc. Waterford Investor Srvs. Inc. SWBC Investment Services, LLC Weaver Tidwell Capital LLC Symetra Investment Services, Inc. Wescom Financial Services LLC Synovus Securities, Inc. Western International Securities, Inc. T.S. Phillips Investments, Inc. Westminster Financial Sec. Inc. TD Wealth Management Services, Westport Resources Investment Inc. The Financial Advantage Co. WFG Investments, Inc. The Securities Center, Inc. Willow Cove Investment Group, Inc. The Tavenner & Company Wolf Financial Management, LLC Thoroughbred Financial Services Woodlands Securities Corp. LLC TimeCapital Securities Woodstock Financial Group, Inc. Corporation Titan Securities World Capital Brokerage, Inc. Tower Square Securities, Inc. World Choice Securities, Inc. Trade-PMR, Inc. World Equity Group, Inc. Tricor Financial, LLC World Group Securities, Inc. UMPQUA Investments, Inc. Worth Financial Group, Inc. United Brokerage Services, Inc.