See All of This Company's Exhibits
EXHIBIT 3.6
ASSIGNMENT OF SELLING AGREEMENTS
This Assignment of Selling Agreements (this ASSIGNMENT) is made effective as of the 1 day of April, 2010, by and between Investors Brokerage Services, Inc. (IBS) and Synergy Investment Group, LLC (SYNERGY).
WHEREAS, IBS and SYNERGY are each registered with the Securities and Exchange Commission as a broker-dealer under the Securities Exchange Act of 1934 and are each member firms of the Financial Industry Regulatory Authority, Inc.;
WHEREAS, IBS and Kemper Investors Life Insurance Company (KILICO) are parties to a Distribution Agreement made on January 31, 1995, and effective on February 1, 1995 (the Distribution Agreement), whereunder IBS acts as a principal underwriter of the Scudder DestinationsSM and Farmers VA I variable annuity contracts (the Contracts), each of which was issued by KILICO through the KILICO Variable Annuity Separate Account; and
WHEREAS, as principal underwriter of the Contracts, IBS entered into various Selling Group Agreements (each an AGREEMENT and, collectively, the AGREEMENTS) in substantially the same form as Exhibit A hereto, with the Broker-Dealers listed on Exhibit B hereto, which AGREEMENTS contain the terms and conditions relating to the sale of the Contracts by the Broker-Dealers; and
WHEREAS, IBS and KILICO have terminated or will terminate the Distribution Agreement, by mutual agreement, as it relates to the Contracts;
WHEREAS, IBS desires to assign its rights and responsibilities under the AGREEMENTS with respect to the Contracts to SYNERGY, and SYNERGY wishes to assume those rights and responsibilities;
WHEREAS, KILICO and SYNERGY have entered into a Principal Underwriting Agreement pursuant to which SYNERGY acts as a principal underwriter for the Contracts;
NOW, THEREFORE, IN CONSIDERATION of the promises and the mutual covenants of the parties, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
1. | Except as provided in paragraph 5 hereof, IBS does hereby transfer, assign and convey all of its rights, title and interest in the AGREEMENTS to SYNERGY, and, from and after the effective date of this ASSIGNMENT, SYNERGY hereby agrees to be bound by all the terms of the AGREEMENTS in every way as if it were an original party thereto. |
2. | Except as provided in paragraph 5 hereof, SYNERGY replaces IBS as the principal underwriter for the Contracts from and after the effective date of this ASSIGNMENT. |
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3. | The rates, commissions, terms and conditions of the AGREEMENTS, and any schedules, underwriting guidelines, exhibits, amendments or endorsements thereto, are not changed by this ASSIGNMENT, except as explicitly provided herein. |
4. | Except as provided in paragraph 5 hereof, from and after the effective date of this ASSIGNMENT, SYNERGY shall be obligated under the AGREEMENTS for all matters for which IBS would be obligated in the absence of the assignment and assumption hereunder and shall perform the obligations of IBS that are enumerated under the AGREEMENTS. |
5. | This ASSIGNMENT relates only to the rights, title and interest in the AGREEMENTS that pertain to the Contracts, and does not transfer any rights, title or interest in any other variable annuity contract or variable life insurance policy provided for under the AGREEMENTS. |
6. | IBS shall indemnify, defend, save and hold harmless SYNERGY from and against any and all liabilities, expenses, costs, damages, taxes, interest, claims, obligations, deficiencies, penalties and/or losses of any nature whatsoever resulting from or arising out of any matter pre-dating the effective date of this ASSIGNMENT that IBS would otherwise be indemnified from and against under the AGREEMENTS or any amendments thereto. |
7. | SYNERGY shall indemnify, defend, save and hold harmless IBS from and against any and all liabilities, expenses, costs, damages, taxes, interest, claims, obligations, deficiencies, penalties and/or losses of any nature whatsoever resulting from or arising out of any matter that occurs on or after the effective date of this ASSIGNMENT that IBS would otherwise be indemnified from and against under the AGREEMENTS or any amendments thereto. |
8. | Except as the parties hereto may otherwise agree in writing, within ten (10) business days following the effective date of this ASSIGNMENT, IBS shall deliver to SYNERGY a legible photocopy of each AGREEMENT assigned hereunder. |
9. | Each of IBS and SYNERGY hereby agrees to execute and deliver such documents, and to take such other actions, as may be reasonably requested by the other party hereto in order to evidence or give effect to the transactions contemplated by this ASSIGNMENT. |
10. | No cash, royalty or other consideration shall be payable by any party hereto in connection with the assignment or the performance by any party of its obligations under this ASSIGNMENT. |
11. | This ASSIGNMENT shall inure to the benefit of and be binding upon the respective successors and assigns of IBS and SYNERGY. |
[Signatures on next page]
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IN WITNESS WHEREOF, each of the parties hereto has caused this ASSIGNMENT to be executed by its duly authorized officer on the date set forth below.
INVESTORS BROKERAGE SERVICES, INC. |
SYNERGY INVESTMENT GROUP, LLC | |||||
By: | /S/ STEVE CALLAWAY |
By: | /S/ JEFFREY D. JONES | |||
Name: | Steve Callaway |
Name: | Jeffrey D. Jones | |||
Title: | President |
Title: | Manager | |||
Date: | Date: |
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ASSIGNMENT OF SELLING AGREEMENTS
Exhibit A
Form of Selling Group Agreement
Selling Group Agreement |
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Kemper Investors Life
Insurance Company (KILICO)
Administrative Offices:
PO Box 19097
Greenville, SC 29602-9097
800/449-0523
THIS AGREEMENT (Agreement) is made by and between Investors Brokerage Services, Inc. (IBS) Principal underwriter/distributor of variable products issued by Kemper Investors Life Insurance Company and Broker-Dealer.
RECITALS:
A. | IBS, pursuant to the provisions of Distribution Agreements (Distribution Agreements) between it and Kemper Investors Life Insurance Company (KILICO) and between it and Federal Kemper Life Assurance Company (FKLA), acts as the principal underwriter of certain variable annuity contracts and variable life insurance policies (the variable products or Contracts) issued by KILICO and FKLA. Such Contracts, and the investment options available thereunder, are identified in Schedule 1 to this Agreement at the time that this Agreement is executed, and such other Contracts that may be added to Schedule 1 from time to time in accordance with Section 1.5 of this Agreement. IBS desires that Broker-Dealer distribute such variable products in those states or jurisdictions in which Broker-Dealer, IBS, KILICO, FKLA and the Contracts are appropriately licensed, qualified or approved, and Broker-Dealer desires to sell such Contracts, through its agents in such states or jurisdictions, on the terms and conditions set forth hereinafter. KILICO and FKLA have authorized IBS to enter into separate written agreements with broker-dealers pursuant to which such broker-dealers would be authorized to participate in the distribution of the Contracts and would agree to use their best efforts to solicit applications for the Contracts to the general public. |
B. | KILICO and FKLA, pursuant to General Agent Agreements, have authorized Broker-Dealer or an affiliate to act as a general agent (General Agent) for the solicitation of applications for the Contracts and to engage in the distribution activities contemplated by this Agreement and such General Agent Agreements. |
C. | The parties to this Agreement desire that Broker-Dealer be authorized to solicit applications for the sale of the Contracts to the general public subject to the terms and conditions set forth herein. |
NOW, THEREFORE, in consideration of the premises and of the mutual promises and covenants hereinafter set forth, the parties agree as follows:
Section 1: Representations and Warranties; Authorizations
1.1 | Broker-Dealer agrees to use its best efforts on behalf of IBS while performing the functions set forth herein. Broker-Dealer shall be free to exercise its own judgment as to whom to solicit and the time, place, and manner of solicitation. Broker-Dealer shall pay all expenses incurred by it hereunder and shall comply with all applicable federal and state laws, ordinances and regulations relating thereto. |
1.2 | Broker-Dealer is authorized, except as hereinafter specifically provided, to cause its representatives (Registered Representatives) to sell such Contracts in the states and jurisdictions in which Broker-Dealer and its Registered Representatives are appropriately licensed, registered or otherwise qualified and in which the Contracts are duly authorized. Broker-Dealer shall not have the authority nor shall it grant such authority to any of its Registered Representatives, on behalf of IBS, and KILICO and/or FKLA: to make, alter or discharge any Contract or other contract entered into pursuant to a Contract; to waive any Contracts forfeiture provisions; to extend the time of paying any premiums; or to receive any monies or premiums from applicants for or purchasers of the Contracts (except for the sole purpose of forwarding monies or premiums to KILICO or FKLA). IBS, in its sole discretion, may reject any application for a Contract submitted to it by the Broker-Dealer or any of its Registered Representatives. |
1.3 | IBS, subject to the terms and conditions contained herein, hereby authorizes Broker-Dealer as an independent contractor, on a non-exclusive basis, to make sales of such Contracts for which IBS acts as distributor. Broker-Dealer agrees to direct the sales activities of its Registered Representatives and to enforce written supervisory procedures to assure strict compliance with applicable rules and regulations under the Securities Exchange Act of 1934 (1934 Act), the National Association of Securities Dealers, Inc. (NASD) rules, and other applicable federal and state statutes and regulations. |
1.4 | Nothing herein contained shall constitute Broker-Dealer or any of its Registered Representatives as employees of IBS, KILICO or FKLA in connection with the solicitation of applications for the Contracts. |
1.5 | Schedule 1 to this Agreement may be amended by IBS at its sole discretion from time to time to include other Contracts (or investment options) distributed by IBS pursuant to the Distribution Agreements or other distribution agreements with KILICO and FKLA, or to delete Contracts (or investment options) from the Schedule. The provisions of this Agreement shall be equally applicable to each Contract listed on Schedule 1 unless the context otherwise requires. |
Section 2: Representations and Warranties: Registration, Licensing and Compliance
2.1 | Broker-Dealer represents, warrants and covenants that: |
a. | It is and will remain at all times during the terms of this Agreement a member in good standing of the NASD and a broker-dealer duly registered with the Securities and Exchange Commission (SEC) under the 1934 Act and licensed as a broker-dealer in each state or other jurisdiction in which Broker-Dealer intends to perform its functions and fulfill its obligations under this Agreement. |
b. | It is in compliance, and during the term of this Agreement, will remain in compliance, with all applicable federal and state security laws and regulations and the requirements of the NASD and any applicable securities exchanges of which it is a member. |
c. | It is a corporation organized, existing and in good standing under applicable state law and is qualified to do business as a corporation in those states or jurisdictions where it is or will be doing business. |
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d. | Only Registered Representatives of Broker-Dealer who are agents of KILICO and FKLA, and who are licensed, registered, or otherwise qualified to offer and sell the variable products, may do so under this Agreement and as permitted under the applicable insurance laws of such state or jurisdiction under which the Registered Representatives are authorized to perform their activities. |
e. | It is in compliance with all applicable insurance laws and regulations, including without limitation state insurance laws and regulations imposing insurance licensing requirements. |
f. | It shall carry out its sales and administrative obligations under this Agreement in continued compliance with federal and state laws and regulations, including those governing securities and/or insurance-related activities or transactions, as applicable. |
g. | It has blanket bond insurance coverage. Broker-Dealer has the affirmative duty to maintain its blanket bond insurance coverage. Broker-Dealer will notify IBS immediately in the event a determination is made to cancel, terminate or substantially modify its blanket bond insurance coverage. |
2.2 | Broker-Dealer will be responsible for the training, supervision and control of its Registered Representatives engaged in the offer and sale of the Contracts and will supervise strict compliance with applicable federal and state securities laws and NASD rules. IBS shall have no responsibility in connection with such program of supervision and compliance. |
2.3 | If General Agent is an Affiliate of Broker-Dealer as reflected in Recital B. to this Agreement, then by engaging in the distribution activities contemplated by this Agreement, Broker-Dealer represents and warrants either that: |
a. Broker-Dealer
(i) | Has obtained a letter from the Staff of the SEC advising Broker-Dealer that the Staff will not recommend enforcement action if General Agent is not registered as a broker-dealer with the SEC; or |
(ii) | Is relying upon a no-action letter issued by the Staff of the SEC at the request of a broker-dealer that, also, was a licensed insurance agent engaged in distribution activities similar to those contemplated by this Agreement, and where the Staff did not recommend enforcement action if the insurance agent was not registered as a broker-dealer with the SEC; and |
(iii) | Is complying and will continue to comply with the conditions set forth in such letters at all times while this Agreement is in effect; or |
b. that at the time that this Agreement becomes effective and during the term of this Agreement
(i) | General Agent is wholly-owned by Broker-Dealer or an affiliated person of Broker-Dealer or is wholly-owned by one or more associated persons of Broker-Dealer; |
(ii) | General Agent and its personnel will be associated persons of Broker-Dealer within the meaning of Section 3(a)(18) of the 1934 Act; |
(iii) | General Agent will engage in the offer or sale of the Contracts only through persons who are also Registered Representatives of Broker-Dealer; |
(iv) | General Agent will not receive or handle customer funds or securities; |
(v) | Broker-Dealer will be responsible for the training, supervision and control of its Registered Representatives engaged in the offer or sale of the Contracts on behalf of General Agent, as required under the 1934 Act, the NASD rules and other applicable federal and state statutes and regulations, and will also be responsible for the supervision and control of any of its associated persons who are owners, directors, or executive officers of General Agent; |
(vi) | Broker-Dealer will, in the offer and sale of the Contracts by it or General Agent, comply with all applicable requirements of the 1934 Act and the NASD, including the requirement to maintain and preserve books and records under Section 17(a) of the 1934 Act and the rules thereunder; and |
(vii) | Commissions and fees relating to the Contracts will be reflected in the quarterly FOCUS reports and the fee assessment reports filed by Broker-Dealer with the NASD. |
2.4 | Broker-Dealer shall notify IBS and KILICO and FKLA immediately in writing if Broker-Dealer fails to comply with any of the applicable provisions set forth above. |
2.5 | IBS represents and warrants that all Contracts are legally issued, registered and filed as required by applicable federal securities and state insurance laws. |
Section 3: Sales Materials
3.1 | Broker-Dealer shall submit to IBS, for written approval in advance of use, all promotional sales, and advertising material and signs involving the use of IBSs, KILICOs and FKLAs name and/or pertaining to the sale of any Contract. |
3.2 | IBS will file such materials or will cause such materials to be filed with the SEC, the NASD, and with any state securities regulatory authorities, as appropriate. |
Section 4: Compensation
4.1 | Except as otherwise stated herein, Broker-Dealer shall be entitled to commissions with respect to sales of such Contracts it shall make in accordance with the Schedule of Commissions under the General Agent Agreements with KILICO and FKLA. Commissions are payable by KILICO and FKLA through IBS or as otherwise permitted by law or regulations. Any obligation of IBS to pay such commissions will occur only following receipt of such amounts by IBS from KILICO or FKLA. |
Section 5: Term and Exclusivity of Agreement
5.1 | No relationship of principal and agent or partnership or joint venture between the parties hereto is intended to be established and neither party shall hold itself out as the agent, partner or joint venturer of or with the other party in any respect whatsoever. Except for this Agreement and the General Agent Agreement, no other legal relationship is intended between the parties. |
5.2 | This Agreement may be terminated at any time by either party upon thirty (30) days written notice to the other, and may be terminated immediately by IBS for cause. For purposes of this Section, cause shall mean failure to return money to clients where appropriate, failure to account for any money received from or on behalf of IBS, any fraud, misrepresentation or dishonesty in any relationship with IBS, its affiliates, or any past, present or proposed client, violation of any federal or state law or regulation, or violation of any of the terms of this Agreement. |
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5.3 | Notice of termination shall be deemed to be given on the day mailed or delivered by hand to an officer of either party. If mailed to IBS, such notice shall be addressed to the principal office of IBS, and if mailed to the Broker-Dealer, shall be addressed to the last known address as shown on the records of IBS. |
Section 6: Complaints and Investigations
6.1 | Broker-Dealer shall cooperate fully in any securities or insurance regulatory investigation or proceeding or judicial proceeding with respect to IBS, KILICO and FKLA, and/or Broker-Dealer and its Registered Representatives or any Affiliate, to the extent that such investigation or proceeding is in connection with the Contracts marketed under this Agreement. |
Section 7: Assignment
7.1 | Broker-Dealer may not assign this Agreement without the prior written approval of IBS. |
7.2 | This Agreement is exclusively for and shall inure to the benefit of the parties hereto, their respective heirs, legal representatives, successors and assigns and shall not be deemed to create any rights for the benefit of third parties. |
Section 8: Confidentiality
8.1 | Each party will keep confidential information it may acquire as a result of this Agreement regarding IBS, its affiliates and subsidiaries affairs, including any customer list or other propriety information that it may acquire in the performance of this Agreement, and shall not use such customer list or information without the prior written consent of the other party which requirement shall survive the termination of this Agreement. |
Section 9: Modification of Agreement
9.1 | This Agreement supersedes all prior agreements, either oral or written, between the parties relating to the Contracts and, except for any amendment of Schedule 1 pursuant to the terms of Section 1.5 hereof or of the Schedule of Commissions pursuant to the terms of Section 4 hereof, may not be modified in any way unless by written agreement signed by all of the parties. |
Section 10: Indemnification
10.1 | Broker-Dealer shall be responsible and liable for any damages arising out of the acts or omissions of Broker-Dealer, its Registered Representatives, and/or its employees and does hereby agree to indemnify and hold IBS harmless against any loss or expense arising out of any of its Registered Representatives, any Affiliate and/or employees failure to carry out fully and without negligence the duties and responsibilities assigned to it herein. |
10.2 | If any action or proceeding shall be brought against Broker-Dealer relating to a Contract sold pursuant to this Agreement, Broker-Dealer shall give prompt written notice to IBS. |
10.3 | In the event of any dispute with a Contract owner, IBS shall have the right to take such action as IBS may in its sole discretion deem necessary to promptly effect a mitigation of damages or limitation of losses without obtaining the prior consent of Broker-Dealer and without waiving or electing to relinquish any rights or remedies IBS may have against Broker-Dealer. |
10.4 | IBS shall have the right to settle with any Contract owner engaged in a dispute with IBS or Broker-Dealer without the prior consent of Broker-Dealer and without waiving or electing to relinquish any rights or remedies IBS may have against Broker-Dealer. |
10.5 | The indemnification provisions of this Agreement shall remain operative and in full force and effect, regardless of the termination of this Agreement and shall survive any such termination. |
10.6 | Without limiting the foregoing indemnities, IBS and Broker-Dealer each agree to indemnify and hold harmless the other against any breach of representation, warranty or covenant herein by the indemnifying party. |
Section 11: Right, Remedies, etc. are Cumulative
11.1 | The rights, remedies and obligations contained in this Agreement are cumulative and are in addition to any and all rights, remedies and obligations, at law or in equity, which the parties hereto are entitled to under state and federal laws. Failure of either party to insist upon strict compliance with any of the conditions of this Agreement shall not be construed as a waiver of any of the conditions, but the same shall remain in full force and effect. No waiver of any of the provisions of this Agreement shall be deemed, or shall constitute a waiver of any other provisions, whether or not similar, nor shall any waiver constitute a continuing waiver. |
Section 12: Notices
12.1 | All notices hereunder are to be made in writing and shall be either hand delivered or transmitted by registered or certified United States mail with return receipt requested to the principal office of the party and shall be effective upon delivery, except as otherwise provided in Section 5.2 of this Agreement. |
Section 13: Interpretation, Jurisdiction, etc.
13.1 | This Agreement constitutes the whole agreement between the parties hereto with respect to the subject matter hereof, and supersedes all prior oral or written understandings, agreements or negotiations between the parties with respect to the subject matter hereof. No prior writings by or between the parties hereto with respect to the subject matter hereof shall be used by either party in connection with the interpretation of any provisions of this Agreement. |
13.2 | This Agreement is made in the State of Illinois, and all questions concerning its validity, construction or otherwise shall be determined under the laws of Illinois without giving effect to principles of conflict of laws. |
Section 14: Headings
14.1 | The headings in this Agreement are included for convenience of reference only and in no way define or delineate any of the provisions hereof or otherwise affect their construction or effect. |
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Section 15: Counterparts
15.1 | This Agreement may be executed in two or more counterparts, each of which taken together shall constitute one and the same instrument. |
Section 16: Severability
16.1 | This is a severable Agreement. In the event that any provisions of this Agreement would require a party to take action prohibited by applicable federal or state law or prohibit a party from taking action required by applicable federal or state law, then it is the intention of the parties hereto that such provisions shall be enforced to the extent permitted under the law, and, in any event, that all other provisions of this Agreement shall remain valid and duly enforceable as if the provision at issue had never been a part hereof. |
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of the day and year indicated below.
INVESTORS BROKERAGE SERVICES, INC. |
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(Broker/Dealer) |
(Broker/Dealer) | |||
By |
By | |||
Print Name | Print Name | |||
Title | Title | |||
Date | Date | |||
800/449-0523 |
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Phone Number | Phone Number | |||
864/609-3961 |
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Fax Number | Fax Number |
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ASSIGNMENT OF SELLING AGREEMENTS
Exhibit B
Selling Broker-Dealers
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
1 FINANCIAL MARKETPLACE SEC |
TWO BALA PLAZA | #300 | BALA CYNWYD |
PA | 19004 | |||||||
1717 BROKERAGE SERVICES INC |
300 CONTINENTAL DRIVE #3 SOUTH | NEWARK | DE | 19713 | ||||||||
1ST GLOBAL CAPITAL CORP |
ATTN DAVID E HORTON JR | 401 E STRELING STREET | BAYTOWN | TX | 77520 | |||||||
A G EDWARDS & SONS INC |
ONE N JEFFERSON | MAIL CODE: MO1120 | ST LOUIS | MO | 63103 | |||||||
AAG SECURITIES/DAVID WOLFE |
8301 GOLDEN VALLEY RD #250 | MENNEAPOLIS | MN | 55427 | ||||||||
ABN AMRO FINANCIAL SERV INC |
ATTN MARIANNE PATRICELLI | 135 S LASALLE ST | SUITE 2111 | CHICAGO | IL | 60603 | ||||||
ACCESS INVESTMENTS INC |
3621 N W 63RD | OKLAHOMA CITY |
OK | 73116 | ||||||||
ADVANTAGE CAPITAL CORP |
ATTN TODD W MCLANE | 14015 PARK DR #111 | TOMBALL | TX | 77377 | |||||||
ADVISORY GROUP EQUITY |
264 N MAIN STREET | NATICK | MA | 1760 | ||||||||
ALLEGHENY INVESTMENTS LTD |
3000 MCKNIGHT EAST DRIVE | PITTSBURGH | PA | 15237 | ||||||||
ALLEGIANT SECURITIES LLC |
200 SE 1ST | STE 502 | MIAMI | FL | 33131 | |||||||
ALLSTATE FINANCIAL SERVICES |
2920 S 84TH ST | LINCOLN | NE | 68506 | ||||||||
AMCORE INSURANCE GROUP INC |
501 7TH STREET | ROCKFORD | IL | 61110 | ||||||||
AMERICAN CAPITAL CORP |
1260 VALLEY FORGE RD, STE 104 | VALLEY FORGE |
PA | 19482 | ||||||||
AMERICAN FRONTEER FINANCIAL CORP |
1700 LINCOLN ST | SUITE 3200 | DENVER | CO | 80203 | |||||||
AMERICAN GENERAL SEC INC |
2727 ALLEN PKWY W20 51 | HOUSTON | TX | 77019 | ||||||||
AMERICAN MUNICIPAL SECURITIES INC |
720 2ND AVE SOUTH | ST PETERSBURG |
FL | 33701 | ||||||||
AMERITAS INVESTMENT CORP |
5900 O STREET 4TH FL | LINCOLN | NE | 68510 | ||||||||
ARAGON FIN SVCS INC |
555 POINTE DR BLDG 3 STE 204 | BREA | CA | 92821 | ||||||||
ARETE WEALTH MANAGEMENT |
9 CRYSTAL LAKE RD | STE 100 | LAKE IN THE HILLS |
IL | 60156 | |||||||
ARQUE CAPITAL LTD |
5080 NORTH 40TH ST.# 103 | PHOENIX | AX | 85018 | ||||||||
ARVEST ASSET MANAGEMENT |
ATTN: JEFF KINARD | 201 W WALNUT | ROGERS | AR | 72756 | |||||||
ASCEND FINANCIAL SERVICES, INC |
400 ROBERT STREET NORTH | ST PAUL | MN | 55101 | ||||||||
ASSOCIATED PLANNERS INS SVCS |
PO BOX 92403 | LOS ANGELES | CA | 90009 | ||||||||
ATLANTIC COAST FINANCIAL |
3800 W BAY TO BAY BLVD | SUITE 22 | TAMPA | FL | 33629 | |||||||
ATTKISSON, CARTER & AKERS, INC |
3060 PEACHTREE RD, SUITE 1400 | ATLANTA | GA | 30305 | ||||||||
AURA FINANCIAL SERVICES INC |
600 BEACON PDKWY. WEST, #950 | BIRMINGHAM | AL | 35209 | ||||||||
AVALON INVESTMENT & SEC |
404 AVALON AVE | MUSCLE SHOALS |
AL | 35662 | ||||||||
BANKERS & INVESTORS CO |
P.O. BOX 171297 | KANSAS CITY | KS | 66117 | ||||||||
BEASONSFIELD FINANCIAL SERVICE |
101 W MALL PLAZA | SUITE 204 | CARNEGIE | PA | 15106 | |||||||
BGS & G INVESTMENT SVCS INC |
44 BALTIMORE STREET | CUMBERLAND | MD | 21502 | ||||||||
BIRCHTREE FINANCIAL SVCS INC |
ATTN CHRISTOPHER CLARK | P O BOX 119041 | KANSAS CITY | MO | 64171 | |||||||
BLUE MARBLE FINANCIAL LLC |
12221 MERIT DR | #1200 | DALLAS | TX | 75251 | |||||||
BRECEK & YOUNG ADVISORS |
P O BOX 6180 | FOLSOM | CA | 95763 | ||||||||
BROOKSTREET SECURITIES CORP |
2361 CAMPUS DRIVE, #210 | IRVINE | CA | 92612 | ||||||||
CADARET GRANT & CO INC |
200 VALLEY ROAD SUITE 106 | MT. ARLINGTON |
NJ | 7856 | ||||||||
CALTON & ASSOCIATES INC |
14497 N DALE MABRY HWY 215 | TAMPA | FL | 33618 | ||||||||
CANTELLA INSURANCE AGENCY INC |
2 OLIVER ST 11TH FLOOR | BOSTON | MA | 2109 | ||||||||
CAPITAL ANALYSTS INC |
THREE RADNOR CORPORATE CENTER |
100 MATSONFORD ROAD 4TH FLO | RADNOR | PA | 19087 | |||||||
CAPITAL GUARDIAN, LLC |
420 PARK ST | STE 100 | BELMONT | NC | 28012 | |||||||
CAPITAL SEC INVST CORP |
2210 MIDWEST ROAD SUITE 100 | OAK BROOK | IL | |||||||||
CAPITAL SELECT INVESTMENTS |
28 SOUTH COURT STREET | SULLIVAN | IN | 47882 | ||||||||
CAPITAL WEST SECURITIES |
211 N ROBINSON #200 | OKLAHOMA CITY |
OK | 73102 | ||||||||
CAPSTONE INVESTMENTS |
4660 LA JOLLA VILLAGE DR, #1040 | SAN DIEGO | CA | 92122 | ||||||||
CARILLON MARKETING AGCY OF PA |
P O BOX 40409 | CINCINNATI | OH | 45240 | ||||||||
CAROLINAS INVESTMENT CONSULTING LLC |
5605 CARNEGIE BLVD.; #400 | CHARLOTTE | NC | 28209 | ||||||||
CASCADE INVESTMENT GROUP INC |
90 S CASCADE AVE | SUITE 1250 | COLORADO SPRINGS |
CO | 80903 | |||||||
CENTAURUS FINANCIAL |
7255 E CORONADO ROAD | SCOTTSDALE | AZ | 85257 | ||||||||
CENTENNIAL CAPITAL MANAGEMENT |
999 PEACHTREE ST. NE, SUITE 2670 | ATLANTA | GA | 30309 | ||||||||
CENTENNIAL SECURITIES CO INC |
3075 CHARLEVOIX DRIVE SE | PO BOX 6217 | GRAND RAPIDS |
MI | 49516 | |||||||
CENTURA SECURITIES, INC |
7852 ARBORETUM DRIVE 2ND FLOOR | CHARLOTTE | NC | 28270 | ||||||||
CENTURY SECURITIES ASSOC INC |
501 NORTH BROADWAY | ANNUITY OPPERATIONS | ST LOUIS | MO | 63102 | |||||||
CFD INVESTMENTS INC |
608 E BOULEVARD | KOKOMO | IN | 46902 | ||||||||
CHAPMAN SECURITIES |
800 E. 1ST STREET, SUITE 400 | WICHITA | KS | 67202 | ||||||||
CHARTER ONE SECURITIES, INC (F/K/A) INVESTMENT NETWORK INC) |
10035 W GRAND AVE 4TH FLOOR | FRANKLIN PARK |
IL | 60131 | ||||||||
CHASE INSURANCE AGENCY INC |
P O BOX 689857 | MILWAUKEE | WI | 53268 | ||||||||
CHOICE INVESTMENT PRODUCTS |
7800 SHOAL CREEK BLVD | STE #100N | AUSTIN | TX | 78757 | |||||||
CITY SECURITIES CORP |
135 N PENNSYLVANIA ST #2200 | ATTN PRODUCTS DEPT | INDIANAPOLIS | IN | 46204 | |||||||
CJM PLANNING CORP |
26-01 PELLACK DRIVE | FAIR LAWN | NJ | 7410 | ||||||||
CLEARING SERV OF AMERICA INC |
77 WEST PORT PLAZA SUITE 263 | ST LOUS | MO | 63146 | ||||||||
COMMONWEALTH EQUITY SVCS INC |
186 MAINE ST | BRUNSWICK | ME | 4011 | ||||||||
COMMONWEALTH INVESTMENT SERVIC |
2353 ALEXANDRIA DRIVE, #140 | LEXINGTON | KY | 40504 | ||||||||
COMPASS BROKERAGE INC |
15 SOUTH 20TH STREET | BIRMINGHAM | AL | 35233 | ||||||||
COMPULIFE INC |
7325 BEAUFONT SPRINGS DR | RICHMOND | VA | 23225 | ||||||||
CONSECO SECURITIES, INC (MDS OF N.J. INSURANCE AGENCY) |
301 GIBRALTAR DRIVE | SUITE 2A | MORRIS PLAINS |
NJ | 7950 | |||||||
CONSERVATIVE FINANCIAL SERVICES, INC |
225 E COLUMBIA | FARMINGTON | MO | 63640 |
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
CONSUMER CONCEPTS INVESTMENTS |
5000 AUSTELL POWDER SPRINGS RD | SUITE 277 | AUSTELL | GA | 30106 | |||||||
CONTINENTAL INVESTORS SERVICES |
1330 BROADWAY STREET | LONGVIEW | WA | 98632 | ||||||||
CORRELL CO INVST SVCS CORP |
9655 S 78TH AVENUE | HICKORY HILLS | IL | 60457 | ||||||||
CPA ADVISORS NETWORK INC |
10 WEYBOSSER ST | SUITE 903 | PROVIDENCE | RI | 2903 | |||||||
CROSS INSURANCE INTL GROUP |
C/O SERVICE ASSET MGT CO | 200 CONCORD PLZA #720 | SAN ANTONIO | TX | 75216 | |||||||
CROWN CAPITAL SEC/B MEYERS |
725 TOWN & COUNTRY RD #530 | ORANGE | CA | 92868 | ||||||||
CUE FINANCIAL GROUP INC |
3200 N CENTRAL AVE STE 200 | PHOENIX | AZ | 85012 | ||||||||
CUNA MUTUAL INS AGENCY INC |
2000 HERITAGE WAY | WAVERLY | IA | 50677 | ||||||||
CUSO FINANCIAL SERVICES LP |
10455 SORRENTO VALLEY RD | STE 210 | SAN DIEGO | CA | 92121 | |||||||
CUSO FINANCIAL SERVICES LP |
7220 TRADE ST STE 310 | SAN DIEGO | CA | 92121 | ||||||||
D A DAVIDSON & CO INC |
8 THIRD ST NORTH | GREAT FALLS | MT | 59403 | ||||||||
DAIN RAUSCHER INC |
60 SOUTH SIXTH ST | MAIL STOP P08 | MINNEAPOLIS | MN | 55402 | |||||||
DAVID A NOYES & CO |
209 S. LASALLE ST | CHICAGO | IL | 60604 | ||||||||
DAVID LERNER ASSOCIATES, INC |
477 JERICHO TURNPIKE | SYOSSET | NY | 11791 | ||||||||
DEAN WITTER PEYNOLDS INC (DESTINATIONS LIMITED TO SCOTT MILLER JM195, PAUL MARRELLA JR AND PAUL MARRELLA DR) |
2 WORLD TRADE CENTER 74th FLOOR |
NEW YORK | NY | 10048 | ||||||||
DELTA TRUST INSURANCE AGENCY INC |
401 W. CAPITOL AVE., STE 505 | LITTLE ROCK | AR | 72201 | ||||||||
DEMPSEY FINANCIAL NETWORK |
2951 PIEDMONT ROAD | ATLANTA | GA | 30305 | ||||||||
DEUTSCHE BANK INS AGENCY INC |
ONE SOUTH ST | 24TH FLOOR | BALTIMORE | MD | 21202 | |||||||
DEWAAY FINANCIAL NETWORK, LLC |
13001 UNIVERSITY AVE | CLIVE | IA | 50325 | ||||||||
DON ALEXANDER INVESTMENTS INC |
1301 W 22ND ST; # 713 | OAK BROOK | IL | 60523 | ||||||||
DONAHUE SECURITIES, INC. |
105 EAST 4TH STREET STE 800 | CINCINNATI | OH | 45202 | ||||||||
DORTCH SECURITIES & INVESTMENTS, INC |
2200 HARRISON STREET, SUITE A | BATESVILLE | AR | 72501 | ||||||||
EDI FINANCIAL INC |
12221 MERIT DR | 1020 | DALLAS | TX | 75251 | |||||||
EDWARD D JONES & CO |
201 PROGRESS PARKWAY | MARYLAND HEIGHTS | MO | 63043 | ||||||||
EDWIN C BLITZ INVESTMENTS |
3330 OLD GLENVIEW RD | SUITE 12 | WILMETTE | IL | 60091 | |||||||
EE POWELL & CO. INC. |
200 NORTHPOINTE CIRCLE | SUITE 304 | SEVEN FIELDS | PA | 16046 | |||||||
EMPIRE FINANCIAL GROUP INC |
1385 WEST ST RD 434 | LONGWOOD | FL | 32750 | ||||||||
EMPIRE SECURITIES CORP |
10 UNIVERSAL CITY PLAZA | 20TH FL | UNIVERSAL CITY | CA | 91608 | |||||||
EMPIRE SECURITIES INC OF WA |
222 N WALL ST SUITE 310 | SPOKANE | WA | 99201 | ||||||||
ENERIC FINANCIAL SERVICES INC |
54 W BURLINGTON AVE | FAIRFIELD | IA | 52556 | ||||||||
EPLANNING SECURITIES, INC |
650 CALIFORNIA STREET, 29TH FLOOR |
SAN FRANCISCO | CA | 94108 | ||||||||
ESSEX NATIONAL SECURITIES INC |
215 GATEWAY RD WEST | NAPA | CA | 94558 | ||||||||
EVEREN SECURITIES INC |
77 W WACKER DR | CHICAGO | IL | 60601 | ||||||||
EXCALIBUR FINANCIAL GROUP |
113 CORONADO CT | BLDG 5 | FORT COLLINS | CO | 80525 | |||||||
FASCO INTERNATIONAL INC |
20264 E CARREY RD | WALNUT | CA | 91789 | ||||||||
FECHTOR DETWILER & CO INC C/O JMC INS SERV CORP |
9710 SCRANTON RD #100 | SAN DIEGO | CA | 92121 | ||||||||
FENWICK SECURITIES, INC |
5217 LOVERS LANE | KALAMAZOO | MI | 49002 | ||||||||
FFP SECURITIES/J PERALTA |
15455 CONWAY RD | 2ND FLOOR | CHESTERFIELD | MO | 63017 | |||||||
FIFTH THIRD SECURITIES, INC |
7170 W DONGES BAY RD | MEQUON | WI | 53092 | ||||||||
FINANCIAL LINKS |
P 0 BOX 99141 | RALEIGH | NC | 27624 | ||||||||
FINANCIAL NETWORK INVSTMT CORP |
ATTN: COMMISSIONS DEPARTMENT | 2780 SKYPARK DR #300 | TORRANCE | CA | 90505 | |||||||
FINANCIAL SECURITY MANAGEMEBNT INC |
448 VIKING DR., STE 240 | VIRGINIA BEACH | VA | 23452 | ||||||||
FINANCIAL SOLUTIONS INT'L LLC |
11641 KEW GARDENS AVE.; #101 | PALM BEACH GARDENS | FL | 33410 | ||||||||
FINANCIAL WEST INVST |
4510 E THOUSAND OAKS BLVD #100 | WEST LAKE VILLAGE | CA | 91362 | ||||||||
FINTEGRA, LLC |
ATTN: COMMISSIONS | 6120 EARLE BROWN DR #550 | BROOKLYN CENTER | MN | 55430 | |||||||
FIRM INVESTMENT CORP |
6 STONE RIDGE DRIVE | WATERVILLE | ME | 4901 | ||||||||
FIRST ALLIED SECURITIES INC |
6970 MIRAMAR RD | SAN DIEGO | CA | 92121 | ||||||||
FIRST DUNBAR SECURITIES CORP |
50 CONGRESS STREET | BOSTON | MA | 2109 | ||||||||
FIRST FINANCIAL EQUITY CORPORATION |
7373 N SCOTTSDALE RD | STE D120 | SCOTTSDALE | AZ | 85253 | |||||||
FIRST FINANCIAL INVESTMENTS IN |
1201 ELM STREET SUITE 3500 | DALLAS | TX | 75270 | ||||||||
FIRST HEARTLAND CAPITAL |
ONE MID RIVERS MALL DRIVE, STE 230 |
ST PETERS | MO | 63376 | ||||||||
FIRST MIAMI SECURITIES, INC |
301 YAMATO ROAD | BOCA RATON | FL | 33431 | ||||||||
FIRST MONTAUK SECURITIES CORP |
328 NEWMAN SPRINGS RD | PARKWAY 109 OFFICE CENTER |
RED BANK | NJ | 7701 | |||||||
FIRST SECURITY INVESTMENTS INC |
303 MARKET ST | KINGSTON | PA | 18704 | ||||||||
FIRST WALL STREET CORP |
1200 PROSPECT STREET SUITE 350 | LA JOLLA | CA | 92037 | ||||||||
FISERV INVESTOR SERVICES INC |
ONE COMMERCE SQUARE | 2005 MARKET ST | PHILADELPHIA | PA | 19103 | |||||||
FOCUSED INVESTMENTS LLC |
300 S WACKER DR | CHICAGO | IL | 60606 | ||||||||
FOOTHILL SECURITIES INC |
1674 N SHORELINE BLVD | MOUNTAIN VIEW | CA | 94043 | ||||||||
FORTUNE FINANCIAL SERVICES INC |
1010 3RD AVE | NEW BRIGHTON | PA | 15066 | ||||||||
FOX & COMPANY INVESTMENTS |
5080 NORTH 40TH ST.# 103 | PHOENIX | AZ | 85018 | ||||||||
FREEDOM FINANCIAL INC |
17500 BLONDO | STE 400 | OMAHA | NE | 68116 | |||||||
FREESTONE SECURITIES LLC |
1191 SECOND AVE | STE 2100 | SEATTLE | WA | 98101 | |||||||
FSC SECURITIES CORP |
P O BOX 101092 | ATTN: LICENSING DEPARTMENT |
ATLANTA | GA | 30392 | |||||||
GARDNYR MICHAEL CAPITAL INC |
500 BOULEVARD PARK EAST | MOBILE | AL | 36609 | ||||||||
GATEWAY INVESTMENT SERVICES |
4565 COLORADO BLVD. | GLENDALE | CA | 90039 | ||||||||
GENEVA SECURITIES INC |
1501 E WOODFIELD RD, STE 215W | SCHAUMBURG | IL | 60173 | ||||||||
GLEN EADLE ADVISORS LLC |
200 AMERICAN METRO BLVD | SUITE 114 | HAMILTON | NJ | 8619 |
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
GMR & CO SECURITIES LLC |
1120 RT 22 EAST | BRIDGEWATER | NJ | 8807 | ||||||||
GRANT BETTINGEN INC |
4100 NEWPORT PLACE | STE 630 | NEWPORT BEACH | CA | 92660 | |||||||
GOLD CAPITAL MANAGEMENT INC |
10975 EL MONTE | STE 225 | OVERLAND PARK | KS | 66211 | |||||||
GREENBRIER DIVERSIFIED, INC |
8484 WILSHIRE BLVD., #500 | BEVERLY HILLS | CA | 90211 | ||||||||
GRUNTAL & CO |
77 WATER ST 10th FLOOR | NEW YORK | NY | 10005 | ||||||||
GUNN ALLEN FINANCIAL/RICK HOLT |
5002 W WATERS AVE | TAMPA | FL | 33634 | ||||||||
GWR INVESTMENTS INC |
13215 BIRCH STREET | SUITE 200 | OMAHA | NE | 68164 | |||||||
H BECK, INC (BAKER & WHITE FOR BUSINESS IN TEXAS) |
11140 ROCKVILLE PIKE 4TH FL | ROCKVILLE | MD | 20852 | ||||||||
H D VEST INVESTMNET SEC INC |
ATTN: COMMISSIONS DEPT | P O BOX 140636 | IRVING | TX | 75014 | |||||||
HACKETT ASSOCIATES INC |
1118 PENN AVE | WYOMISSING | PA | 19610 | ||||||||
HAGAR FINANCIAL CORPORATION |
1707 N RANDALL RD #310 | ELGIN | IL | 60123 | ||||||||
HARBOUR INVESTMENTS INC |
ONE ODANA COURT | MADISON | WI | 53719 | ||||||||
HARRIS WEBB & GARRISON INC |
ATTN:HOWAD WONG | 5599 sAN FELIPE 301 | HOUSTON | TX | 77056 | |||||||
HARVEST CAPITAL LLC |
530 SILAS DEANE HIGHWAY | WETHERSFIELD | CT | 6109 | ||||||||
HEARTLAND INVESTMENT ASSOC INC |
P.O. BOX 10167 | CEDAR RAPIDS | IA | 52410 | ||||||||
HIBERNIA INVESTMENT SECURITIES, INC |
313 CARONDELET ST. | NEW ORLEANS | LA | 70130 | ||||||||
HIGH MARK SECURITIES INC |
PO BOX 24748 | LAKELAND | FL | 33802 | ||||||||
HORAN SECURITIES INC |
4990 E GALBRAITH RD ST 102 | CINCINNATI | OH | 45236 | ||||||||
HORNOR TOWNSEND & KENT INC |
600 DRESHER ROAD | SUITE C1C | HORSHAM | PA | 19044 | |||||||
HORWITZ & ASSOCIATES INC |
630 DUNDEE RD | NORTHBROOK | IL | 60062 | ||||||||
HUNTLEIGH SECURITIES CORP |
10845 OLIVE BLVD | ST LOUIS | MO | 63141 | ||||||||
IFG NETWORK SEC |
3424 PEACH TREE RD. NE, SUITE 1900 |
ATLANTA | GA | 30326 | ||||||||
IMS AGENCY INC |
WEST 8 TOWER | 10205 WESTHEIMER #500 | HOUSTON | TX | 77042 | |||||||
INDIANAPOLIS SECURITIES INC |
4729 N CONGRESS AVE | BOYNTON BEACH | FL | 33426 | ||||||||
INSTITUTIONAL CAPITAL MANAGEMENT INC |
2500 CITY WEST BLVD | SUTIE 700 | HOUSTON | TX | 77042 | |||||||
INSTITUTIONAL SECURITIES CORP |
2800 OAK LAWN AVE | DALLAS | TX | 75912 | ||||||||
INTEGRATED TRADING & INVESTMENTS INC |
9505 HILLWOOD DR., STE 100 | LAS VEGAS | NV | 89134 | ||||||||
INTERCAROLINA FINANCIAL SERVIC |
3300 BATTLEGROUND AVE #101 | GREENSBORO | C | 27410 | ||||||||
INTERSECURITIES INC |
P O BOX 9053 | CLEARWATER | FL | 33758 | ||||||||
INTERVEST INT'L EQUITIES CORP |
1980 DOMINION WAY 202 | COLORADO SPRINGS | CO | 80918 | ||||||||
INTRUST FINANCIAL SERVICES INC |
105 N MAIN | WICHITA | KS | 67201 | ||||||||
INVEST FINANCIAL CORP |
2701 N ROCKY PT DR, 7TH FLOOR | TAMPA | FL | 33607 | ||||||||
INVESTACORP |
15450 NEW BARN RD | MIAMI LAKES | FL | 33014 | ||||||||
INVESTMENT PLANNERS INC |
201 MAIN ST | DECATUR | IL | 62523 | ||||||||
INVESTMENT PROFESSIONALS INC |
16414 SAN PEDRO AVE | STE 150 | SAN ANTONIO | TX | 78232 | |||||||
INVESTORS CAPITAL CORP |
230 BROADWAY EAST #203 | LYNNFIELD | MA | 1940 | ||||||||
INVESTORS SEC CO |
110 BANK ST | SUFFOLK | VA | 23434 | ||||||||
ISG EQUITY SALES CORPORATION |
7201 W SAGINAW | SUITE 225 | LANSING | MI | 48917 | |||||||
J ALDEN ASSOCIATES INC |
261 OLD YORK ROAD | SUITE 404 | JENKINTOWN | PA | 19046 | |||||||
JB hANAUER AGENCY INC |
4 GATEHALL DRIVE | PARSIPPANY | NJ | 7054 | ||||||||
JEFFERSON PILOT SEC CORP |
ONE GRANITE PLACE | CONCORD | NH | 3301 | ||||||||
JJB HILLIARD WL LYONS INC |
P O BOX 32760 | LOUISVILLE | KY | 40232 | ||||||||
KAPLAN & CO SECURITIES INC |
225 NORTHEAST MIZNER BLVD | SUITE 524 | BOCA RATON | FL | 33432 | |||||||
KESCO SECURITIES CORP |
38 BARKLEY CIR #1 | FT NETERS | FL | 33907 | ||||||||
KIRKPATRICK PETTIS SMITH |
10250 REGENCY CR | OMAHA | NE | 68114 | ||||||||
KO SECURITIES INC |
2416 32ND AVE WEST | SEATTLE | WA | 98199 | ||||||||
KOVACK SECURITIES INC |
6451 NORTH FEDERAL HIGHWAY | SUITE 1201 | FORT LAUDERDALE | FL | 33308 | |||||||
KRIEGER FINANCIAL SERVICES INC |
1801 S FEDERAL HWY | SUITE 100 | DELRAY BEACH | FL | 33483 | |||||||
LAND OAK SECURITIES, LLC |
10267 KINGSTON PIKE | KNOXVILLE | TN | 37922 | ||||||||
LASALLE STREET SEC LLC |
810 WEST WASHINGTON BLVD | CHICAGO | IL | 60607 | ||||||||
LEGACY FINANCIAL SERVICES |
2090 MARINA AVE | P O BOX 6030 | PETALUMA | CA | 94954 | |||||||
LIBERTY GROUP LLC |
3923 GRAND AVE | OAKLAND | CA | 94610 | ||||||||
LIBERTY SECURITIES CORP |
600 ATLANTIC AVE | BOSTON | MA | 2210 | ||||||||
LIFEMARK SECURITIES CORP |
40 OFFICE PARK WAY | PTTSFORD | NY | 14534 | ||||||||
LIGHTHOUSE CAPITAL CORP |
659 ABREGO STREET #6 | MONTEREY | CA | 93940 | ||||||||
LINCOLN FINANCIAL ADVISORS |
SECURITIES COMPENSATION 3R13 | 1300 S CLINTON ST 1H- 50 |
FORT WAYNE | IN | 46802 | |||||||
LINCOLN INVESTMENT PLANNING |
218 GLENSIDE AVE | WYNCOTE | PA | 19095 | ||||||||
LINSCO PRIVATE LEDGER FINANCIAL SERVICES |
5935 CORNERSTONE COURT WEST | SAN DIEGO | CA | 92121 | ||||||||
LIVADA SECURITIES INC |
1711 CONGRESS STREET | PORTLAND | ME | 4102 | ||||||||
LOMBARD SECURITIES INC |
1820 LANCASTER ST | BALTIMORE | MD | 21231 | ||||||||
LPA INS AGENCY INC (FORMERLY KNOWN AS SELECT CAPITAL CO) |
1755 CREEKSIDE OAKS DR.#290 | SACRAMENTO | CA | 95833 | ||||||||
LSY INC |
DBA AMERICAN INVESTORS COMPANY |
P O BOX 1307 | SAN RAMON | CA | 94583 | |||||||
M & I BROKERAGE SERVICES INC |
770 M WATER STREET | MILWAUKEE | WI | 53202 | ||||||||
M HOLDINGS SECURITIES INC |
1125 NW COUCH ST # 900 | PORTLAND | OR | 97209 | ||||||||
M L STERN & CO INC |
8350 WILSHIRE BLVD | BEVERLY HILLS | CA | 90211 | ||||||||
MAIN STREET MANAGEMENT CO ATTN: THERESA MARICONDA |
924-926 N MAIN ST | WALLINGFORD | CT | 6492 | ||||||||
MAIN STREET SECURITIES |
1407 MAIN ST | HAYS | KS | 67601 |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
MARION BASS SECURITIES CORP |
4000 PARK ROAD | CHARLOTTE | NC | 28209 | ||||||||
MARQUIS FINANCIAL SERVICES OF |
225 ABERDEEN DR | STE F | VARPARAISO | IN | 46385 | |||||||
MCDONALD INVESTMENTS INC ATTN ANNUITY DEPT |
4900 TIEDEMAN RD | BROOKLIN | OH | 44144 | ||||||||
MEDALLION EQUITIES, INC. |
9440 SHELDON ROAD | PLYMOUTH | MI | 48170 | ||||||||
MEDALLION INVESTMENT SERVICES, |
811 GOVERNOR RITCHIE HWY, #25 | SEVERNA PARK | MD | 21146 | ||||||||
MESIROW FINANCIAL INC |
353 NORTH CLARK ST | CHICAGO | IL | 60610 | ||||||||
METLIFE GENERAL INSURANCE AGENCY INC |
485 E HWY ONE, THIRD FL | ISELIN | NJ | 8830 | ||||||||
METROPOLITAN INVESTMENT SEC |
601 W 1ST AVE DEPT 141000 | SPOKANE | WA | 99201 | ||||||||
MICHIGAN SECURITIES INC |
21415 CIVIC CENTER DR; STE 200 | SOUTHFIELD | MI | 48076 | ||||||||
MIDWEST CAPITAL MANAGEMENT |
P O BOX 7410 | OVERLAND PARK |
KS | 66207 | ||||||||
MIDWESTERN SECURITIES TRADING |
235 EVERETT STREET | P O BOX 2528 | EAST PEORIA | IL | 61611 | |||||||
MILLER JOHNSON STEICHEN |
60 S. 6TH ST. SUITE 3000 | MINNEAPOLIS | MN | 55402 | ||||||||
MML INVESTORS SERVICES INC ATTN JOHN T HASSELL |
7839 MAIN STREET | HOUMA | LA | 70360 | ||||||||
MONEY CONCEPTS CAPITAL CORP |
11440 JOG ROAD #101 | PALM BEACH GARDENS |
FL | 33418 | ||||||||
MONEY MANAGEMENT ADVISORY, INC |
102 W STREET ROAD | FEASTERVILLE | PA | 10953 | ||||||||
MONY SECURITIES CORP |
1290 AVENUE OF THE AMERICAS | MD 12-08 | NEW YORK | NY | 10104 | |||||||
MOORS & CABOR INC |
111 DEVONSHIRE STREET | BOSTON | MA | 2109 | ||||||||
MORGAN KEEGAN & CO INC |
ANNUITY COMMISSIONS | 50 N FRONT ST 18TH FL |
MEMPHIS | TN | 38103 | |||||||
MTL EQUITY PRODUCTS, INC |
1200 JORIE BLVD | OAK BROOK | IL | 60521 | ||||||||
MULTI FINANCIAL SEC CORP |
P O BOX 5120 | DENVER | CO | 80217 | ||||||||
MUTUAL SECURITIES |
28632 ROADSIDE DR #200 | AGOURA HILLS | CA | 91301 | ||||||||
MWA FINANCIAL SERVICES INC |
1701 1ST AVE | ROCK ISLAND | IL | 61201 | ||||||||
NATHAN & LEWIS SECURITIES INC |
1140 AVENUS OF THE AMERICAS | NEW YORK | NY | 10036 | ||||||||
NATIONAL PLANNING CORP |
401 WILSHIRE BLVD #1100 | SANTA MONICA | CA | 90401 | ||||||||
NATIONAL SECURITIES CORP |
1001 FOURTH AVENUE | SUITE 2200 | SEATTLE | WA | 98154 | |||||||
NATIONS FINANCIAL GROUP INC |
4000 RIVER RIDGE DRIVE NE | PO BOX 908 | CEDAR RAPIDS | IA | 52402 | |||||||
NBC SECURITIES INC |
1927 FIRST AVE N | BIRMINGHAM | AL | 35203 | ||||||||
NELSON INVST BRKG SVC INC |
423 COUNTRY CLUB DRIVE | WINTER PARK | FL | 32789 | ||||||||
NFP SECURITIES INC |
1250 CAPITAL OF TEXAS HWY | BLDG 2 #600 | AUSTIN | TX | 78746 | |||||||
NORTH COAST SECURITIES CORP |
595 MARKET STREET | SUITE 2100 | SAN FRANCISCO | CA | 94105 | |||||||
NORTH RIDGE SECURITIES CORP |
1895 WALT WHITMAN RD | MELVILLE | NY | 11747 | ||||||||
NORTHERN CAPITAL INSURANCE BRO |
300 BRICKSTONE SQ | ANDOVER | MA | 1810 | ||||||||
NORTHWESTERN MUTUAL INVESTMENT |
720 E WISCONSIN AVE | MILWAUKEE | WI | 53202 | ||||||||
NRP FINANCIAL INC. |
209 NORTH MAIN ST | BRYAN | OH | 43508 | ||||||||
NYLINK INSURANCE AGENCY INC C/O ROGER CORTEZ |
335 MADISON AVE #200 | NEW YORK | NY | 10017 | ||||||||
OAK BROOK SECURITIES CORP |
P O BOX 2130 | DARIEN | IL | 60561 | ||||||||
OBERLIN FINANCIAL CORP |
209 N MAIN ST | BRYAN | OH | 43506 | ||||||||
OBERWEISNET INC |
951 ICE CREAM DR STE 200 | NORTH AURORA | IL | 60542 | ||||||||
OFG FINANCIAL SERVICES INC |
#2 TOWNSITE PLAZA | SUITE 105 | TOPEKA | KS | 66603 | |||||||
OGILVIE SEC ADVISORS CORP |
1401 N WESTERN | LAKE FOREST | IL | 60045 | ||||||||
OLDE ECONOMIE RISK MANAGEMENT |
11 STATE ST | BADEN | PA | 15005 | ||||||||
OPPENHEIMER & CO INC |
200 PARK AVENUE 25TH FLOOR | NEW YORK | NY | 10166 | ||||||||
PACIFIC WEST SECURITIES INC |
P O BOX 860 | RENTON | WA | 98057 | ||||||||
PACKERLAND BROKERAGE SERVICES |
432 SECURITY BLVD #101 | GREEN BAY | WI | 54313 | ||||||||
PACVEST ASSOCIATES INC |
17 TRIPP ROAD | WOODSTOCK | CT | 6281 | ||||||||
PARK AVENUE SECURITIES |
7 HANOVER SQUARE H-4D | NEW YORK | NY | 10004 | ||||||||
PARKER HUNTER INC |
600 GRANT ST #3100 | PITTSBURGH | PA | 15219 | ||||||||
PARTNERS INVESTMENT NETWORK |
601 W RIVERSIDE #1510 | SPOKANE | WA | 99201 | ||||||||
PAULSON INVESTMENT CO INC |
811 SW NAITO AVE STE 200 | PORTLAND | OR | 97204 | ||||||||
PEB FINANCIAL GROUP INC |
ATTN: MICHAEL O'MALLEY | 20 E. JACKSON BLVD #200 |
CHICAGO | IL | 60604 | |||||||
PENSION PLANNERS SECURITIES |
ATTN: COMMISSIONS DEPARTMENT |
9700 BUSINESS PARK DR #102 |
SACRAMENTO | CA | 95827 | |||||||
PEREGRINE FINANCIALS & SEC INC |
190 S LASALLE ST 7TH FLOOR | CHICAGO | IL | 60603 | ||||||||
PFIC SECURITIES CORPORATION |
C/O INVEST FINANCIAL CORP | 8745 HENDERSON RD #300 |
TAMPA | FL | 33634 | |||||||
PHILLIPS FINANCIAL SERVICES, INC. |
2785 DEN-MIL DRIVE | LANCASTER | PA | 17601 | ||||||||
PHSG AGENCY LLC |
2999 N 44TH STREET #100 | PHOENIX | AZ | 85018 | ||||||||
PLAN MEMBER SECURITIES INC |
6187 CARPINTERIA AVE | CARPINTERIA | CA | 93013 | ||||||||
PLANNED INVESTMENT CO INC |
9265 COUNSELORS ROW #150 | INDIANAPOLIS | IN | 46240 | ||||||||
PLANNING CORP OF AMERICA |
880 CARILLON PARKWAY TOWER 3 | ST. PETERSBURG | FL | 33716 | ||||||||
PMG CAPITAL CORP |
FOUR FALLS CORP CTR | 6TH FLOOR | W CONSHOHOCKEN |
PA | 19428 | |||||||
PMK SECURITIES & RESEARCH INC |
310 E ATLANTIC AVE | DELRAY BEACH | FL | 33487 | ||||||||
PRESIDENTIAL BROKERAGE INC |
5445 DTC PARKWAY | STE 1050 | GREENWOOD | CO | 80111 | |||||||
PRIM SECURITIES INCORPORATED |
200 PUBLIC SQUARE | SUITE 2500 | CLEVELAND | OH | 44114 | |||||||
PRIME CAPITAL SERVICES |
11 RAYMOND AVENUE | POUGHKEEPSIE | NY | 12603 | ||||||||
PRIMESOLUTIONS SECURITIES INC |
17601 W 130TH ST | #7 | CLEVELAND | OH | 44133 | |||||||
PRIMEVEST FINANCIAL SVCS INC |
400 1ST STREET | SUITE #300 | ST CLOUD | MN | 56301 | |||||||
PRIVATE CONSULTING GROUP INC |
4650 SW MACADAM AVE, SUITE 100 | PORTLAND | OR | 97239 | ||||||||
PROACTIVE FINANCIAL SVCS INC |
21 HAWKRIDGE CIRCLE | LAKE ST LOUIS | MO | 63366 |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
PROEQUITIES INC |
2801 HIGHWAY #280 S | BIRMINGHAM | AL | 35223 | ||||||||
PROFESSIONAL B/D FIN PLANNING |
1111 WEST WOLFESNBERGER RD | CASTLE ROCK | CO | 80104 | ||||||||
PROVIDENT SEC & INV CO (F/K/A TOWER AGENCY INC) |
1 E 4TH ST. | CINCINNATI | OH | 45202 | ||||||||
QA3 FINANCIAL CORP |
ONE VALMONT PLAZA | 4TH FLOOR | OMAHA | NE | 68154 | |||||||
QUESTAR AGENCY INC |
5701 GOLDEN HILLS DR | MINNEAPOLIS | MN | 55416 | ||||||||
RDM INVESTMENT SERVICES INC. |
1555 POST ROAD EAST | WESTPORT | CT | 6880 | ||||||||
RE-DIRECT SECURITIES CORP |
721 E MADISON | VILLA PARK | IL | 60181 | ||||||||
RESOURCE HORIZONS GROUP LLC |
1350 CHURCH ST. EXT. NE-3RD | MARIETTA | GA | 30060 | ||||||||
RICE PONTES CAPITAL INC |
2570 SAN RAMON VALLEY BLVD | STE A201 | SAN RAMON | CA | 94583 | |||||||
RM STARK & CO, INC |
701 SE 6 AVENUE, SUITE 100 | DELRAY BEACH | FL | 33483 | ||||||||
ROBERT B AUSDAL & CO INC |
220 N. MAIN ST. | SUITE 400 | DAVENPORT | IA | 52801 | |||||||
ROBERT W BAIRD & COMPANY |
ATTN ANNUITIES DEPARTMENT | 777 EAST WISCONSIN AVE | MILWAUKEE | WI | 53202 | |||||||
RONEY INS AGENCY OF MI (RONEY & CO) |
ONE GRISWOLD STREET | DETROIT | MI | 48226 | ||||||||
ROUND HILL SEC INC |
404 S MAIN ST | HENDERSONVILLE | NC | 28792 | ||||||||
ROYAL ALLIANCE ASSOCIATES INC |
ONE WORLD FINANCIAL CENTER |
NEW YORK | NY | 10281 | ||||||||
RTA INVESTMENTS COMPANY |
8 N BELMONT AVE | RICHMOND | VA | 23221 | ||||||||
RUSHMORE SECURITIES |
5000 QUORUM DR #620 | DALLAS | TX | 75240 | ||||||||
SAL FINANCIAL SERVICES INC |
800 SHADES CREEK PKWY | S-580 | BIRMINGHAM | AL | 35209 | |||||||
SALYN SECURITIES, INC |
PO BOX 3336 | SHAWNEE | OK | 74802 | ||||||||
SANDERS MORRIS HARRIS INC |
C/O HWG INSURANCE AGENCY INC |
600 TRAVIS #3100 | HOUSTON | TX | 77002 | |||||||
SCF SECURITIES INC |
155 E SHAW AAVE #102 | FRESNO | CA | 93710 | ||||||||
SCHOFF & BAXTER INC |
1801 CENTURY PARK E., #2211 | LOS ANGELES | CA | 90067 | ||||||||
SECURITIES AMERICA INC |
ATTN: ACCOUNTING | 7100 W CENTER ROAD STE 500 |
LAVISTA | NE | 68160 | |||||||
SEVILLE CAPITAL INC |
300 MONTVUE ROAD | SUITE C | KNOXVILLE | TN | 37919 | |||||||
SIGNAL SECURITIES INC |
700 THROCKMORTON | FT WORTH | TX | 76102 | ||||||||
SII INVESTMENTS INC |
ATTN:COMMISSION PROCESSING |
P O BOX 5097 | APPLETON | WI | 54912 | |||||||
SOUTHERN FINANCIAL GROUP |
P O BOX 12619 | COLUMBIA | SC | 29211 | ||||||||
SOUTHTRUST SECURITIES INC |
112 NORTH 20TH STREET | 7TH FLOOR | BIRMINGHAM | AL | 35203 | |||||||
SOUTHWEST SECURITIES INC |
1201 ELM STREET SUITE 3500 | DALLAS | TX | 75270 | ||||||||
SPECTRUM FINANCIAL SERVICES INC |
10834 OLD MILL ROAD, STE 1 | OMAHA | NE | 68154 | ||||||||
SPECTRUM INVESTMENT SERVICES |
410 LINCOLNWAY EAST | MISHAWAKA | IN | 46544 | ||||||||
STANFORD GROUP COMPANY |
ATTN:COMMISSION DEPARTMENT |
5050 WESTHEIMER | HOUSTON | TX | 77056 | |||||||
STEPHENS INC |
111 CENTER STREET | LITTLE ROCK | AR | 72201 | ||||||||
STERLING FINANCIAL INVESTMENT GROUP |
225 NE MIZNER BLVD #400 | BOCA RATON | FL | 33432 | ||||||||
STERNE AGEE & LEACH INC |
ATTN: COMMISSIONS CASHIER | 813 SHADES CREEK PKWY |
SUITE 100B |
BIRMINGHAM | AL | 35209 | ||||||
SUMMIT BROKERAGE SERVICES |
980 NORTH FEDERAL HWY #310 | BOCA RATON | FL | 33432 | ||||||||
SUNBELT SECURITIES INC |
5075 WESTHEIMER | STE 670 | HOUSTON | TX | 77056 | |||||||
SUNSET FINANCIAL |
3520 BROADWAY | P O BOX 419365 | KANSAS CITY | MO | 64141 | |||||||
SUNSET FINANCIAL SERVICES INC |
3520 BROADWAY | KANSAS CITY | MO | 64141 | ||||||||
T.H.E. FINANCIAL GROUP, LTD |
5 KACEY COURT, SUITE 101 | MECHANICSBURG | PA | 17055 | ||||||||
TECKMEYER FINANCIAL SERVICES LLC |
11104 JOHN GALT BLVD | OMAHA | NE | 68137 | ||||||||
TEJAS SECURITIES GROUP INSURAN |
2700 VIA FORTUNA SUITE 400 | AUSTIN | TX | 78746 | ||||||||
TFS SECURITIES, INC |
437 NEWMAN SPRINGS ROAD | LINCROFT | NJ | 7738 | ||||||||
THE ADVISORS GROUP INC |
7315 WISONSIN AVE | BETHESDA | MD | 20814 | ||||||||
THE GMS GROUP LLC |
5 N REGENT ST | STE 513 | LIVINGSTON | NJ | 7039 | |||||||
THE INVESTMENT CENTER |
1011 HIGHWAY 22 S | BRIDGEWATER | NJ | 8007 | ||||||||
THE LEADERS GROUP, INC |
26 WEST DRY CREEK CIRCLE, #160 |
LITTLETON | CO | 80120 | ||||||||
THE ON EQUITY SALES COMPANY |
ONE FINANCIAL WAY | CINCINNATI | OH | 45201 | ||||||||
THOROUGHBRED FINANCIAL SERVICES |
5038 THOROUGHBRED LANE | BRENTWOOD | TN | 37027 | ||||||||
THRASHER & COMPANY |
1204 S E 28TH STREET | SUITE 4 | BENTONVILLE | AR | 72712 | |||||||
TITAN SECURITIES |
13455 NOEL ROAD | SUITE 310 | DALLAS | TX | 75240 | |||||||
TITAN VALUE EQUITIES GRP |
8001 IRVINE CENTER SUITE 710 | IRVINE | CA | 92618 | ||||||||
TOWER EQUITIES INSURANCE AGENC |
8141 N MAIN ST | DAYTON | OH | 45415 | ||||||||
TOWER SQUARE SECURITIES INC |
300 DAVIDSON AVE | SOMERSET | NJ | 8873 | ||||||||
TRADESTAR INVST INC |
5599 SAN FELIPE #1400 | HOUSTON | TX | 77056 | ||||||||
TRANSAM SECURITIES, INC |
2180 SR 434 W SANLANDO CENTER |
SUITE 1150 | LONGWOOD | FL | 32779 | |||||||
TRANSAMERICA FINAN RESOURCES |
1150 S OLIVE ST T-1400 | LOS ANGELES | CA | 90015 | ||||||||
TRIAD ADVISORS |
3500 PARKWAY LANE | NORCROSS | GA | 30092 | ||||||||
TRICOR FINANCIAL, LLC |
7201 W. LAKE MEAD, STE 114 | STE 114 | LAS VEGAS | NV | 89128 | |||||||
TRUSTFIRST INC |
10259 KINGSTON PIKE | STE B | KNOXVILLE | TN | 37922 | |||||||
TRUSTMARK INVESTMENTS INC |
INSURANCE SERVICES | 2500 WESTFIELD DRIVE | ELGIN | IL | 60124 | |||||||
UNITED PLANNERS FIN SERVICES |
7333 E DOUBLETREE RANCH #120 |
SCOTTSDALE | AZ | 85258 | ||||||||
UNITED SECURITIES |
7730 E BELLEVIEW AVE | STE AG-9 | GREENWOOD VILLAGE |
CO | 80111 | |||||||
USA FINANCIAL SECURITIES CORP |
USA FINANCIAL CENTER | 6020 EAST FULTON STREET |
ADA | MI | 49301 | |||||||
USALLIANZ SECURITIES |
ATTN DEBRA R LAWRENCE | 5225 WALZEM RD | SAN ANTONIO | TX | 78218 | |||||||
UVEST FINANCIAL SERVICES GROUP |
200 SOUTH COLLEGE ST 21ST FL | CHARLOTTE | NC | 28202 | ||||||||
VALMARK SECURITIES INC |
3690 ORANGE PLACE, #300 | BEACHWOOD | OH | 44122 |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
VERITRUST FINANCIAL LLC |
9010 RESEDA BLVD #228 | NORTHRIDGE | CA | 91324 | ||||||||
VISION INVESTMENT SERVICES, INC |
1211 W. 22ND STREET | OAKBROOK | IL | 60523 | ||||||||
VSR FINANCIAL SERVICES INC |
8620 W 110TH STREET #200 | OVERLAND PARK | KS | 66210 | ||||||||
W.B. MCKEE SECURITIES INC |
7702 E DOUBLETREE RANCH ROAD | SUITE 230 | SCOTTSDALE | AZ | 85258 | |||||||
WACHOVIA SECURITIES (F/K/A FUSI INSURANCE/FIRST UNION) |
10700 WHEAT FIRST DRIVE | GLEN ALLEN | VA | 23060 | ||||||||
WACHOVIA SECURITIES LLC |
WACHOVIA RETIREMENT & INVEST | 401 S TRYON ST-NC0260 | CHARLOTTE | NC | 28202 | |||||||
WALL STREET FINANCIAL GROUP |
255 WOODCLIFF DR | SUITE 6 | FAIRPORT | NY | 14450 | |||||||
WALNUT STREET SECURITIES INC |
300 DAVIDSON AVE | SOMERSET | NJ | 8873 | ||||||||
WASSERMAN & ASSOCIATES |
618 CHESTNUT ROAD STE 104 | MYRTLE BEACH | SC | 29572 | ||||||||
WATERFORD INVESTOR SERVICES, INC |
1201 S HIGHLAND AVE, SUITE 2 | CLEARWATER | FL | 33754 | ||||||||
WEDBUSH MORGAN SECURITIES INC |
1000 WILSHIRE BLVD #800 9TH FLOOR |
LOS ANGELES | CA | 90017 | ||||||||
WESTAMERICA INVESTMENT GRP INC |
4250 N DRINKWATER BLVD | #100 | SCOTTSDALE | AZ | 85251 | |||||||
WESTMINSTER FINANCIAL SERVICES, INC |
865 SOUTH DIXIE DR | VANDALIA | OH | 45377 | ||||||||
WFG STRATEGIC ALLIANCE INC |
12221 MERIT DR | STE 300 | DALLAS | TX | 75251 | |||||||
WFP SECURITIES CORPORATION |
5186 CARROLL CANYON RD | 3102 | SAN DIEGO | CA | 92121 | |||||||
WILLIAM R HOUGH & CO |
100 2N AVE S | SUITE 800 | ST PETERSBURG | FL | 33701 | |||||||
WOODBURY FINANCIAL SERVICES |
PO BOX 64284 | ST PAUL | MN | 55164 | ||||||||
WORKMAN SECURITIES CORPORATION |
6500 CITY WEST PKWY STE 350 | EDEN PRAIRIE | MN | 55344 | ||||||||
WORLD CHOICE SECURITIES INC |
1420 BROWN TRAIL | BEDFORD | TX | 76022 | ||||||||
WORLD SECURITIES INC |
517 MAIN | JOPLIN | MO | 64801 | ||||||||
WRP INVESTMENTS |
4407 BELMONT AVE | YOUNGSTOWN | OH | 44505 | ||||||||
WYOMING FINANCIAL SEC INC |
400 EAST FIRST STREET | CASPER | WY | 82601 |